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RIAs / Top RIAs by city

Top 25 RIAs in Chicago, IL.

The largest wealth management firms headquartered in Chicago, by regulatory assets under management, from their SEC filings. 143 wealth-management RIAs are based here, managing $580.91B in all.

#FirmAUMIndividual clientsAdvisorsMain custodianFiling since
1$198.58B62,807953Fidelity2012 or earlier
2$78.94B4,746187Pershing2017
3$67.84B8,083220Schwab2012 or earlier
4$64.28B35,296231Fidelity2012 or earlier
5$17.57B50,42520Schwab2012 or earlier
6$13.45B4,77397Fidelity2012 or earlier
7$11.58B2,865106Fidelity2012 or earlier
8$9.99B7075Schwab2012 or earlier
9$9.83B4,30043Fidelity2014
10$9.8B25,096153LPL Financial2014
11$9.76B89534Pershing2012 or earlier
12$7.47B2,74138Schwab2012 or earlier
13$6.67B22,79058LPL Financial2022
14$4.82B81812Fidelity2017
15$4.79B26316–2014
16$4.29B1279Schwab2018
17$3.01B6179Schwab2012 or earlier
18$2.79B1,19119Pershing2012 or earlier
19$2.75B5,289130–2012 or earlier
20$2.5B2,53614–2012 or earlier
21$2.49B14,275433–2015
22$2.28B1,19724Schwab2012 or earlier
23$2.17B4256Pershing2012 or earlier
24$2.04B13210Schwab2021
25$2.03B1474Pershing2018

Ranked by regulatory AUM on each firm's latest Form ADV. Wealth managers and planners only (half or more of assets for individuals), by the city of their main office. Advisors: employees giving investment advice (Item 5.B(1)). Filing since: the firm's first Form ADV in the SEC's history, which starts in late 2011. Main custodian: the one holding most of the firm's managed assets (filings through December 2024). No firm pays to be listed or ranked. All RIAs in Illinois.