Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 301 | Mosaic Wealth | $2.04B | 57 | 64 | 74 / 18 / 8 | 98% | VUG 13%, DFLV 8%, DBEF 6%, VBK 3% | Report a problem |
| 302 | Provise Management Group, LLC | $2.03B | 54 | 60 | 80 / 10 / 10 | 92% | DGRO 7%, GOOG 4%, SPDW 4%, AMAT 3% | Report a problem |
| 303 | Keebeck Wealth Management | $2.03B | 53 | 63 | 64 / 25 / 11 | 79% | IVV 7%, VGT 3%, GSUS 3%, NVDA 3% | Report a problem |
| 304 | Punch & Associates Investment Management, Inc. | $2.03B | 58 | 60 | 89 / 9 / 2 | 100% | SNEX 4%, ARCOSA INC 3%, UTI 2%, LAUR 2% | Report a problem |
| 305 | Punch & Associates Investment Management, Inc. | $2.03B | 58 | 60 | 89 / 9 / 2 | 100% | SNEX 4%, ARCOSA INC 3%, UTI 2%, LAUR 2% | Report a problem |
| 306 | Fairview Capital | $2.03B | 55 | 55 | 99 / 0 / 1 | 94% | GOOG 9%, LNG 7%, LPLA 6%, TKO 5% | Report a problem |
| 307 | Woodmont Investment Counsel, LLC | $2.01B | 52 | 56 | 83 / 14 / 3 | 100% | VUG 12%, VTV 9%, VEA 6%, AAPL 3% | Report a problem |
| 308 | Jackson Thornton Wealth Management, LLC | $2.01B | 50 | 56 | 78 / 11 / 11 | 81% | DIMENSIONAL ETF TRUST 17%, DIMENSIONAL ETF TRUST 16%, DFUV 7%, DFIV 7% | Report a problem |
| 309 | Jnba Financial Advisors, LLC | $2.01B | 56 | 58 | 94 / 1 / 5 | 70% | IVV 13%, SPDW 9%, SGOV 7%, AVDE 5% | Report a problem |
| 310 | Corda Investment Management, LLC | $2B | 53 | 58 | 79 / 15 / 6 | 100% | GLW 5%, AMAT 5%, BNY 5%, GOOGL 5% | Report a problem |
| 311 | Greenwood Gearhart, LLC | $1.97B | 57 | 60 | 90 / 2 / 8 | 100% | VOO 9%, VXUS 6%, SCHX 5%, IGIB 5% | Report a problem |
| 312 | The Fiduciary Group | $1.97B | 55 | 59 | 82 / 11 / 7 | 79% | VOO 6%, AAPL 5%, GOOG 4%, AGG 4% | Report a problem |
| 313 | The Norden Group LLC | $1.97B | 61 | 74 | 58 / 29 / 13 | 100% | AAPL 5%, NVDA 5%, PAAA 5%, MSFT 2% | Report a problem |
| 314 | Hcr Wealth Advisors | $1.96B | 64 | 69 | 82 / 7 / 11 | 70% | AAPL 13%, VUG 10%, VYM 9%, NVDA 6% | Report a problem |
| 315 | Falcon Wealth Planning, LLC | $1.96B | 54 | 58 | 85 / 11 / 4 | 96% | AVLV 12%, KRMN 8%, MGK 7%, AAPL 5% | Report a problem |
| 316 | 3edge Asset Management, LP | $1.95B | 37 | 37 | 97 / 0 / 3 | 100% | BIL 19%, SPYM 6%, HGER 6%, IVV 5% | Report a problem |
| 317 | Scs | $1.94B | 70 | 71 | 97 / 0 / 3 | 60% | KLAC 5%, NVDA 5%, EVMO 4%, GOOGL 4% | Report a problem |
| 318 | Diversified Portfolios, Inc. | $1.94B | 51 | 52 | 98 / 0 / 2 | 73% | VTI 12%, VCRB 8%, AVDE 6%, JBND 6% | Report a problem |
| 319 | Fourthought Financial Partners, LLC. | $1.93B | 60 | 66 | 79 / 11 / 10 | 85% | AVGO 4%, MSFT 4%, KLAC 4%, NVDA 3% | Report a problem |
| 320 | Rossmore Private Capital, LLC | $1.92B | 49 | 53 | 83 / 12 / 5 | 77% | XOM 6%, IVV 5%, AAPL 5%, CVX 4% | Report a problem |
| 321 | Private Wealth Partners, LLC | $1.92B | 64 | 70 | 80 / 18 / 2 | 91% | AAPL 8%, NVDA 8%, GOOGL 7%, MSFT 5% | Report a problem |
| 322 | Shp Wealth Management, LLC | $1.92B | 56 | 59 | 91 / 2 / 7 | 83% | VOO 27%, IDMO 9%, DGRO 7%, IUSG 7% | Report a problem |
| 323 | Dt Investment Partners, LLC | $1.91B | 49 | 59 | 63 / 33 / 4 | 100% | IVV 16%, SPY 10%, VEA 9%, IWB 5% | Report a problem |
| 324 | Patriot Investment Management Group Inc | $1.91B | 53 | 56 | 93 / 1 / 6 | 97% | VTI 32%, BND 8%, VEA 6%, VCIT 4% | Report a problem |
| 325 | Sp Asset Management LLC | $1.9B | 59 | 69 | 67 / 25 / 8 | 98% | META 15%, AAPL 5%, VUG 5%, BRK-B 5% | Report a problem |
| 326 | Blue Chip Partners, LLC | $1.88B | 53 | 55 | 93 / 0 / 7 | 91% | FBND 9%, KLAC 4%, GOOG 4%, AAPL 4% | Report a problem |
| 327 | Wilkinson Global Asset Management LLC | $1.88B | 64 | 69 | 83 / 10 / 7 | 81% | NVDA 7%, TSM 7%, JPM 7%, TJX 6% | Report a problem |
| 328 | Sovran Advisors, LLC | $1.87B | 57 | 65 | 69 / 25 / 6 | 100% | IVV 4%, AAPL 3%, MSFT 2%, NVDA 2% | Report a problem |
| 329 | First Long Island Investors, LLC | $1.86B | 66 | 69 | 88 / 8 / 4 | 86% | APH 6%, NVDA 5%, AMZN 5%, MSFT 4% | Report a problem |
| 330 | Windward Capital Management Co | $1.86B | 64 | 65 | 96 / 3 / 1 | 74% | AAPL 17%, GOOGL 7%, GOOG 7%, AMZN 7% | Report a problem |
| 331 | Mcdonald Capital Investors Inc | $1.86B | 58 | 61 | 88 / 7 / 5 | 84% | PGR 13%, BRK-B 10%, REGN 9%, AMZN 8% | Report a problem |
| 332 | Mcdonald Capital Investors Inc | $1.86B | 58 | 61 | 88 / 7 / 5 | 84% | PGR 13%, BRK-B 10%, REGN 9%, AMZN 8% | Report a problem |
| 333 | Colonial Trust Advisors, Inc. | $1.85B | 58 | 65 | 79 / 11 / 10 | 98% | AAPL 6%, IVV 5%, MSFT 4%, GOOGL 3% | Report a problem |
| 334 | Colonial Trust Advisors, Inc. | $1.85B | 58 | 65 | 79 / 11 / 10 | 98% | AAPL 6%, IVV 5%, MSFT 4%, GOOGL 3% | Report a problem |
| 335 | Willis Johnson Wealth | $1.85B | 54 | 55 | 98 / 0 / 2 | 99% | SPYV 21%, SPYG 19%, VGK 9%, VWO 6% | Report a problem |
| 336 | Granite Investment Partners, LLC | $1.84B | 65 | 69 | 88 / 0 / 12 | 100% | GEV 3%, AAPL 3%, GOOG 3%, MSFT 3% | Report a problem |
| 337 | RIA Advisors | $1.84B | 55 | 64 | 71 / 10 / 19 | 89% | MBB 10%, IEI 5%, MSFT 5%, GOOG 5% | Report a problem |
| 338 | Azzad Asset Management, Inc. | $1.84B | 75 | 75 | 100 / 0 / 0 | 61% | NVDA 5%, AAPL 4%, GOOGL 3%, KLAC 3% | Report a problem |
| 339 | Financial Synergies | $1.81B | 60 | 61 | 98 / 0 / 2 | 66% | IVV 14%, VUG 11%, VO 10%, VTV 10% | Report a problem |
| 340 | Gds Wealth Management | $1.81B | 64 | 67 | 91 / 5 / 4 | 100% | LQD 6%, MU 4%, VCIT 4%, VCLT 3% | Report a problem |
| 341 | Young Richard C & Co LTD | $1.8B | 53 | 66 | 57 / 36 / 7 | 100% | MU 6%, DELL 5%, CAT 4%, World Gold TR 4% | Report a problem |
| 342 | Summit Financial Wealth Advisors | $1.8B | 39 | 46 | 63 / 23 / 14 | 69% | VYMI 8%, SCHD 8%, VUG 8%, SPBO 4% | Report a problem |
| 343 | Altfest Personal Wealth Management | $1.8B | 50 | 52 | 89 / 5 / 6 | 64% | QQQM 6%, MINV 5%, VTIP 4%, STIP 4% | Report a problem |
| 344 | Lanark Financial, Inc. | $1.78B | 66 | 66 | 100 / 0 / 0 | 83% | AAPL 3%, SPY 2%, SPYM 2%, VOO 2% | Report a problem |
| 345 | Tfc Financial Management Inc | $1.78B | 56 | 56 | 98 / 0 / 2 | 52% | IVV 27%, IDEV 14%, SHY 9%, IEMG 7% | Report a problem |
| 346 | Linden Thomas Advisory Services, LLC | $1.77B | 75 | 76 | 95 / 3 / 2 | 74% | NVDA 3%, GOOGL 2%, AVGO 2%, ANET 2% | Report a problem |
| 347 | Marco Investment Management LLC | $1.77B | 54 | 60 | 76 / 20 / 4 | 100% | AVGO 8%, AAPL 5%, CAT 5%, KLAC 4% | Report a problem |
| 348 | Greenwood Capital Associates, LLC | $1.77B | 46 | 56 | 54 / 40 / 6 | 100% | AAPL 4%, IVV 4%, GOOGL 3%, BBEU 3% | Report a problem |
| 349 | Caliber Wealth Management, LLC | $1.76B | 60 | 60 | 100 / 0 / 0 | 59% | IVV 16%, AVUS 8%, IJH 3%, IWF 3% | Report a problem |
| 350 | Ironwood Investment Counsel, LLC | $1.76B | 52 | 59 | 71 / 23 / 6 | 61% | AAPL 5%, FNDA 5%, MSFT 4%, GOOGL 3% | Report a problem |