Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 201 | Smith Salley Wealth Management | $2.89B | 58 | 72 | 53 / 42 / 5 | 100% | NVDA 7%, AAPL 5%, GOOG 4%, MSFT 4% | Report a problem |
| 202 | Hardy Reed, LLC | $2.89B | 60 | 61 | 96 / 1 / 3 | 56% | VTI 19%, VOO 12%, IXUS 10%, JPM 8% | Report a problem |
| 203 | Regal Investment Advisors LLC | $2.88B | 54 | 59 | 82 / 6 / 12 | 82% | IVV 7%, QQQ 2%, AAPL 2%, SPY 2% | Report a problem |
| 204 | Rockwood Wealth Management, LLC | $2.87B | 48 | 50 | 92 / 4 / 4 | 60% | DIMENSIONAL ETF TRUST 35%, AVDE 18%, MEAR 8%, DFEM 6% | Report a problem |
| 205 | Capstone Financial Advisors Inc | $2.87B | 57 | 58 | 96 / 3 / 1 | 75% | VTI 18%, IWB 13%, DIMENSIONAL ETF TRUST 12%, NFRA 7% | Report a problem |
| 206 | Hollencrest Capital Management | $2.87B | 57 | 63 | 79 / 7 / 14 | 67% | SPY 12%, QQQ 7%, DHDG 5%, VOO 5% | Report a problem |
| 207 | Meeder Advisory Services, Inc. | $2.86B | 65 | 66 | 97 / 1 / 2 | 98% | JMUB 8%, IEFA 6%, NVDA 5%, IEMG 5% | Report a problem |
| 208 | Waters, Parkerson & Co., LLC | $2.86B | 51 | 57 | 77 / 17 / 6 | 92% | COHR 6%, JPM 5%, V 5%, META 4% | Report a problem |
| 209 | Trek Financial | $2.82B | 53 | 60 | 78 / 7 / 15 | 92% | XLK 6%, IVV 3%, IEMG 2%, SGOV 2% | Report a problem |
| 210 | Angeles Wealth Management, LLC | $2.81B | 54 | 65 | 62 / 37 / 1 | 100% | MGK 12%, VT 11%, VXUS 7%, SPYV 6% | Report a problem |
| 211 | Strategic Financial Services | $2.81B | 49 | 51 | 93 / 4 / 3 | 87% | INTF 16%, SMLF 15%, LRGF 13%, VGIT 7% | Report a problem |
| 212 | Rothschild Investment | $2.79B | 61 | 67 | 79 / 15 / 6 | 100% | AAPL 4%, NVDA 4%, GOOGL 3%, JPM 2% | Report a problem |
| 213 | Titleist Asset Management | $2.79B | 58 | 64 | 77 / 19 / 4 | 69% | TSLA 5%, SGOV 4%, NVDA 3%, IJH 3% | Report a problem |
| 214 | Titleist Asset Management | $2.79B | 58 | 64 | 77 / 19 / 4 | 69% | TSLA 5%, SGOV 4%, NVDA 3%, IJH 3% | Report a problem |
| 215 | Diversified, LLC | $2.79B | 58 | 59 | 95 / 3 / 2 | 78% | SCHX 27%, VIG 8%, OSEA 5%, OSCV 4% | Report a problem |
| 216 | Diversified, LLC | $2.79B | 58 | 59 | 95 / 3 / 2 | 78% | SCHX 27%, VIG 8%, OSEA 5%, OSCV 4% | Report a problem |
| 217 | Berkshire Asset Management, LLC | $2.79B | 46 | 51 | 81 / 17 / 2 | 100% | JPM 5%, DELL 4%, CSCO 4%, ABBV 4% | Report a problem |
| 218 | Turtle Creek Wealth Advisors, LLC | $2.76B | 51 | 59 | 70 / 25 / 5 | 98% | VOO 7%, SPY 5%, IEFA 4%, AAPL 4% | Report a problem |
| 219 | Guardian Wealth Advisors, LLC | $2.74B | 54 | 56 | 92 / 4 / 4 | 70% | ACIO 12%, DRSK 8%, SCHX 5%, VOO 4% | Report a problem |
| 220 | Bison Wealth, LLC | $2.74B | 56 | 61 | 78 / 17 / 5 | 51% | OVL 11%, OVLH 4%, AAPL 3%, OVT 3% | Report a problem |
| 221 | Ars Investment Partners, LLC | $2.71B | 69 | 72 | 91 / 4 / 5 | 93% | AFOS 12%, LRCX 7%, MU 7%, AAPL 4% | Report a problem |
| 222 | Giverny Capital | $2.7B | 61 | 62 | 97 / 0 / 3 | 100% | GOOG 7%, HEI-A 6%, META 6%, SCHW 5% | Report a problem |
| 223 | Npf Investment Advisors | $2.69B | 58 | 68 | 66 / 24 / 10 | 96% | NPFE 37%, MSFT 4%, AMAT 4%, GOOGL 3% | Report a problem |
| 224 | Npf Investment Advisors | $2.69B | 58 | 68 | 66 / 24 / 10 | 96% | NPFE 37%, MSFT 4%, AMAT 4%, GOOGL 3% | Report a problem |
| 225 | Valley Wealth Managers, Inc. | $2.69B | 51 | 60 | 65 / 32 / 3 | 99% | VONG 4%, STX 3%, AAPL 3%, DELL 3% | Report a problem |
| 226 | Pine Valley Investments | $2.67B | 53 | 57 | 83 / 10 / 7 | 100% | SPY 5%, AAPL 3%, NVDA 3%, GPN 2% | Report a problem |
| 227 | Legacy Wealth Management, LLC | $2.66B | 52 | 56 | 84 / 14 / 2 | 86% | IVV 22%, IWB 15%, FBND 13%, SCHK 11% | Report a problem |
| 228 | Osborne Partners | $2.65B | 60 | 67 | 76 / 15 / 9 | 89% | VEU 9%, VWO 4%, AAPL 4%, MSFT 3% | Report a problem |
| 229 | Foster Victor | $2.64B | 56 | 62 | 81 / 7 / 12 | 89% | VTV 4%, GOOGL 3%, AMZN 2%, SCHX 2% | Report a problem |
| 230 | Jacobi Capital Management, LLC | $2.64B | 57 | 60 | 83 / 14 / 3 | 93% | SPY 15%, BRK-B 5%, QQQ 3%, VTI 2% | Report a problem |
| 231 | Phillips Financial | $2.64B | 50 | 51 | 95 / 1 / 4 | 54% | IVV 11%, DFCF 8%, DFIC 7%, DFSD 6% | Report a problem |
| 232 | Cozad Asset Management Inc | $2.62B | 70 | 74 | 86 / 4 / 10 | 69% | MU 3%, VTI 3%, AAPL 3%, FLEX 3% | Report a problem |
| 233 | Tradition Wealth Management LLC | $2.6B | 57 | 62 | 80 / 10 / 10 | 79% | BBUS 3%, SCHG 3%, JCPB 2%, EMXC 2% | Report a problem |
| 234 | Trajan Wealth, L.l.c. | $2.6B | 63 | 64 | 96 / 0 / 4 | 100% | VOO 8%, GOOGL 6%, AGG 5%, BND 5% | Report a problem |
| 235 | Checchi Capital Advisers, LLC | $2.59B | 55 | 62 | 71 / 24 / 5 | 85% | VUG 4%, AAPL 3%, EEM 2%, NVDA 2% | Report a problem |
| 236 | Icon Wealth Partners | $2.58B | 51 | 59 | 67 / 25 / 8 | 96% | IVV 12%, DYNF 4%, IUSB 4%, IVW 4% | Report a problem |
| 237 | Howard Capital Management Group, LLC | $2.56B | 60 | 71 | 60 / 35 / 5 | 100% | NVDA 11%, AAPL 7%, SPY 7%, GOOGL 6% | Report a problem |
| 238 | Compass Capital Management Inc | $2.56B | 53 | 59 | 77 / 19 / 4 | 84% | APH 5%, MRK 4%, GOOGL 4%, MSFT 4% | Report a problem |
| 239 | Strategic Blueprint, LLC | $2.54B | 61 | 66 | 84 / 3 / 13 | 94% | VUG 3%, AVUS 3%, VTV 3%, IUSB 2% | Report a problem |
| 240 | Main Street Financial Solutions, LLC | $2.51B | 49 | 58 | 68 / 20 / 12 | 91% | VTI 4%, NMM 4%, SCHG 4%, SCHD 4% | Report a problem |
| 241 | Perennial Financial Services | $2.5B | 67 | 70 | 90 / 6 / 4 | 67% | NVDA 4%, SPYG 4%, QUS 4%, SPHQ 4% | Report a problem |
| 242 | Alphastar Capital Management | $2.5B | 55 | 64 | 72 / 13 / 15 | 87% | SPYM 10%, SPYG 10%, SPYV 8%, SPDW 6% | Report a problem |
| 243 | Cornerstone Wealth | $2.49B | 62 | 65 | 90 / 3 / 7 | 75% | SPY 5%, AAPL 5%, NVDA 4%, IVV 3% | Report a problem |
| 244 | The Investment House LLC | $2.48B | 73 | 74 | 96 / 1 / 3 | 80% | AAPL 7%, GOOGL 5%, META 5%, MSFT 4% | Report a problem |
| 245 | Lvw Advisors, LLC | $2.47B | 57 | 61 | 86 / 9 / 5 | 54% | SPYM 9%, VEA 7%, SCHO 5%, STIP 4% | Report a problem |
| 246 | Oxbow Advisors, LLC | $2.46B | 35 | 41 | 37 / 59 / 4 | 100% | VBIL 15%, IAU 5%, EPD 4%, GOOG 3% | Report a problem |
| 247 | Everhart Advisors | $2.46B | 65 | 67 | 96 / 0 / 4 | 66% | VTV 13%, VUG 11%, VOT 4%, VTI 4% | Report a problem |
| 248 | Shufro, Rose & Co., LLC | $2.46B | 49 | 54 | 77 / 18 / 5 | 92% | IBDU 12%, GLW 8%, SMTH 8%, DCRE 5% | Report a problem |
| 249 | Rzh Advisors LLC | $2.45B | 61 | 64 | 88 / 9 / 3 | 56% | VUG 11%, VTV 8%, IWF 5%, IWD 4% | Report a problem |
| 250 | Gryphon Financial Partners | $2.44B | 59 | 67 | 75 / 13 / 12 | 62% | IVV 20%, AAPL 5%, SPY 4%, VTI 4% | Report a problem |