Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 2051 | Hummer Financial Advisory Services Inc | $196.1M | 55 | 61 | 79 / 16 / 5 | 98% | SPY 17%, MDY 8%, AMZN 5%, ACN 4% | Report a problem |
| 2052 | Tepp Wealth Management | $195.7M | 57 | 58 | 93 / 6 / 1 | 81% | IVV 17%, VYM 12%, QQQ 12%, SOXX 6% | Report a problem |
| 2053 | Independent Wealth Advisors, LLC | $195.3M | 47 | 47 | 100 / 0 / 0 | 57% | GLD 9%, HEQT 6%, SHY 6%, SPD 6% | Report a problem |
| 2054 | One Wealth Investors | $193.5M | 61 | 72 | 70 / 5 / 25 | 70% | AAPL 14%, SGOV 10%, NVDA 10%, AMZN 8% | Report a problem |
| 2055 | Pine Haven Investment Counsel, Inc. | $193.4M | 55 | 58 | 88 / 5 / 7 | 87% | AAPL 8%, MSFT 8%, GOOGL 4%, COST 3% | Report a problem |
| 2056 | Balanced Rock Investment Advisors | $193.2M | 56 | 57 | 98 / 0 / 2 | 85% | DFSI 6%, EVTR 5%, RAFE 5%, USXF 4% | Report a problem |
| 2057 | 3 Factor Indexing, LLC | $193.2M | 51 | 52 | 98 / 0 / 2 | 62% | DIMENSIONAL ETF TRUST 20%, BSV 9%, AVUS 8%, DFAU 7% | Report a problem |
| 2058 | Willner & Heller LLC | $193.1M | 72 | 76 | 84 / 15 / 1 | 98% | NVDA 5%, RDVY 3%, AAPL 3%, IWF 3% | Report a problem |
| 2059 | High Point Wealth Management, LLC | $192.9M | 53 | 62 | 64 / 31 / 5 | 99% | IYW 11%, FTEC 7%, FDVV 5%, SOXX 4% | Report a problem |
| 2060 | Baybridge Capital Group, LLC | $192.9M | 56 | 57 | 97 / 0 / 3 | 100% | AGG 17%, VTI 6%, SHY 5%, IWM 4% | Report a problem |
| 2061 | Vines Capital Management, LLC | $192.2M | 67 | 72 | 82 / 6 / 12 | 77% | BRK-B 15%, NVDA 11%, AAPL 8%, QQQ 4% | Report a problem |
| 2062 | Gs Investment Inc | $192.2M | 64 | 69 | 83 / 11 / 6 | 87% | NVDA 4%, GOOGL 4%, V 3%, AAPL 3% | Report a problem |
| 2063 | K2 Financial Inc. | $191.6M | 45 | 50 | 75 / 20 / 5 | 99% | VEA 10%, SCHX 8%, BND 6%, SCHA 4% | Report a problem |
| 2064 | Strategic Advisory Partners | $191.4M | 47 | 47 | – | 74% | VOO 39%, BND 25%, XLV 7%, XLP 7% | Report a problem |
| 2065 | Oceanside Advisors LLC | $191.3M | 48 | 48 | 98 / 0 / 2 | 100% | DIMENSIONAL ETF TRUST 12%, AVLV 11%, DIMENSIONAL ETF TRUST 8%, DIMENSIONAL ETF TRUST 8% | Report a problem |
| 2066 | Forthright Family Wealth Advisory LLC | $191.2M | 55 | 59 | 90 / 0 / 10 | 100% | SPYM 10%, IVW 8%, DIMENSIONAL ETF TRUST 7%, BRTR 7% | Report a problem |
| 2067 | Drh Investments, Inc. | $191M | 47 | 55 | 67 / 27 / 6 | 99% | CAT 20%, GOOG 16%, CSX 11%, GD 10% | Report a problem |
| 2068 | Cove Wealth Management | $190.1M | 47 | 56 | 75 / 1 / 24 | 78% | QQQ 6%, VOO 5%, DFIV 5%, FDVV 5% | Report a problem |
| 2069 | T&T Capital Management | $189.8M | 31 | 33 | 83 / 11 / 6 | 81% | JAAA 17%, JBBB 11%, SGOV 6%, VICI 5% | Report a problem |
| 2070 | Signet Private Wealth, LLC | $189.7M | 59 | 67 | 67 / 29 / 4 | 99% | IVV 18%, AAPL 4%, MSFT 3%, AVGO 3% | Report a problem |
| 2071 | Solutions 4 Wealth | $189.4M | 49 | 57 | 75 / 2 / 23 | 55% | VVR 11%, WTPI 10%, QYLD 8%, XLK 6% | Report a problem |
| 2072 | Odyssey Capital Advisors Inc. | $189.2M | 67 | 71 | 89 / 1 / 10 | 83% | NVDA 7%, SMH 6%, IYJ 4%, QQQ 4% | Report a problem |
| 2073 | Elm3 Financial Group, LLC | $189M | 68 | 70 | 93 / 3 / 4 | 83% | AMZN 6%, NVDA 6%, AVGO 4%, LLY 3% | Report a problem |
| 2074 | Krs Capital Management, LLC | $188.9M | 73 | 83 | 65 / 30 / 5 | 100% | NVDA 22%, AAPL 9%, AMD 9%, PANW 4% | Report a problem |
| 2075 | Seed Wealth Management, Inc. | $188.8M | 50 | 51 | 88 / 11 / 1 | 95% | AAUS 26%, JMBS 5%, BOXX 4%, AVUV 4% | Report a problem |
| 2076 | Highroad Wealth Advisors, LLC | $188.5M | 52 | 59 | 80 / 0 / 20 | 79% | VOO 30%, BIL 11%, QQQ 10%, VEA 9% | Report a problem |
| 2077 | Wright Wealth LLC | $188.5M | 48 | 48 | – | 88% | RSSB 11%, VGSH 11%, AAPL 7%, AVIV 6% | Report a problem |
| 2078 | Trailhead Planners, LLC | $188.4M | 51 | 52 | 95 / 2 / 3 | 58% | DFAI 11%, AVLV 10%, DIMENSIONAL ETF TRUST 9%, AVUV 7% | Report a problem |
| 2079 | Barnes Dennig Private Wealth Management, LLC | $188.2M | 65 | 65 | – | 66% | AMAT 11%, MRVL 5%, BNY 5%, GOOGL 5% | Report a problem |
| 2080 | Redstone Wealth Management, LLC | $187.7M | 66 | 69 | 88 / 10 / 2 | 93% | SOXX 17%, VGT 15%, KBWP 10%, XLY 9% | Report a problem |
| 2081 | Harbor Asset Planning, Inc. | $187.3M | 52 | 59 | 74 / 11 / 15 | 96% | VTI 4%, SCHG 4%, VTV 4%, IVV 4% | Report a problem |
| 2082 | Fjell Capital | $187M | 65 | 67 | 92 / 2 / 6 | 85% | DWLD 9%, UITB 6%, NVDA 5%, GOOGL 4% | Report a problem |
| 2083 | Eliot Finkel Investment Counsel, LLC | $187M | 49 | 53 | 88 / 2 / 10 | 100% | GLW 13%, AMAT 8%, ETN 7%, DE 6% | Report a problem |
| 2084 | Dutch Asset Corporation | $186.9M | 73 | 76 | 88 / 1 / 11 | 100% | AMD 11%, GOOG 8%, XTWY 6%, TSM 6% | Report a problem |
| 2085 | Asl Financial, LLC | $186.7M | 51 | 57 | 75 / 17 / 8 | 100% | IVV 10%, SPY 8%, VTI 8%, IJH 7% | Report a problem |
| 2086 | 365 Wealth Management Group | $186.6M | 62 | 67 | 85 / 0 / 15 | 100% | AAPL 4%, PANW 4%, KLAC 4%, LRCX 4% | Report a problem |
| 2087 | Winthrop Partners - Wny, LLC | $186.2M | 49 | 55 | 82 / 0 / 18 | 100% | AVGO 5%, IXUS 5%, AAPL 4%, IWR 4% | Report a problem |
| 2088 | Merited Wealth, LLC | $186.1M | 52 | 56 | 89 / 3 / 8 | 86% | IVV 18%, AGG 8%, JCPB 6%, AVDE 6% | Report a problem |
| 2089 | Hudson Portfolio Management LLC | $185.9M | 51 | 52 | 92 / 7 / 1 | 77% | TSM 6%, GOOG 6%, EWJ 3%, MCK 3% | Report a problem |
| 2090 | Delos Private Client Group, LLC | $185.6M | 42 | 51 | 60 / 25 / 15 | 100% | BILS 7%, AAPL 4%, FXU 4%, TAXX 4% | Report a problem |
| 2091 | Crown Point Wealth Advisors | $185.5M | 61 | 66 | 85 / 9 / 6 | 55% | SCHG 10%, DGRW 7%, AAPL 5%, IDMO 5% | Report a problem |
| 2092 | Networth Advisors, LLC | $185.4M | 50 | 53 | 91 / 0 / 9 | 100% | AVLC 14%, AVMC 9%, AVIG 7%, AVLV 6% | Report a problem |
| 2093 | Guild Investment Management, Inc. | $185.2M | 49 | 59 | 69 / 11 / 20 | 100% | CLIP 10%, PHYS 8%, BIL 7%, VTIP 6% | Report a problem |
| 2094 | Meadowbrook Investment Advisors LLC | $185.2M | 61 | 69 | 72 / 20 / 8 | 95% | AAPL 6%, VEU 6%, JPM 4%, NVDA 4% | Report a problem |
| 2095 | Emissary Wealth | $185.1M | 69 | 72 | 91 / 3 / 6 | 78% | GRNY 8%, NVDA 6%, ANGL 6%, GOOGL 5% | Report a problem |
| 2096 | Brindle & Bay Financial Advisors, LLC | $184.8M | 55 | 56 | 97 / 0 / 3 | 100% | QQQ 12%, VEA 10%, VB 6%, VWO 6% | Report a problem |
| 2097 | Red Mountain Financial, LLC | $184.4M | 46 | 51 | 79 / 11 / 10 | 82% | SCHD 11%, AAPL 5%, JPIE 5%, SCHY 4% | Report a problem |
| 2098 | Rivertree Advisors, LLC | $184.4M | 39 | 39 | 94 / 4 / 2 | 98% | JAAA 7%, BUCK 5%, FTCS 4%, SPYI 4% | Report a problem |
| 2099 | Madrid Retirement Advisors | $184.2M | 49 | 49 | – | 100% | MLPA 14%, AOR 11%, EWY 8%, QQQ 7% | Report a problem |
| 2100 | Alpenglobal Capital, LLC | $184M | 72 | 74 | 93 / 0 / 7 | 91% | TSLA 10%, GOOGL 9%, AMZN 8%, WSM 6% | Report a problem |