Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 1901 | Direct Financial Care | $232.6M | 52 | 54 | 94 / 3 / 3 | 99% | VTI 39%, BND 26%, VXUS 8%, ITOT 7% | Report a problem |
| 1902 | Integrated Capital Management, Inc. | $232.4M | 49 | 50 | 98 / 0 / 2 | 63% | AVLV 15%, EFV 15%, VIG 7%, SPDW 7% | Report a problem |
| 1903 | Econ Wealth Management | $232.1M | 43 | 45 | 91 / 2 / 7 | 100% | JCPB 6%, SPLB 6%, PYLD 4%, SDVY 3% | Report a problem |
| 1904 | Shelter Rock Management, LLC | $232M | 62 | 72 | 65 / 32 / 3 | 68% | TSM 11%, GOOGL 10%, TDG 8%, HLT 7% | Report a problem |
| 1905 | Piedmont Capital Management, LLC | $231.8M | 53 | 56 | 88 / 6 / 6 | 97% | MGC 15%, VYM 13%, VOO 9%, FEZ 9% | Report a problem |
| 1906 | Loudon Investment Management, LLC | $231.8M | 56 | 58 | 93 / 3 / 4 | 94% | XLK 6%, MSFT 5%, CSCO 4%, EPD 4% | Report a problem |
| 1907 | Svrn Asset Management, LLC | $231.5M | 52 | 53 | 95 / 2 / 3 | 88% | VTI 20%, DGRO 14%, VXUS 13%, SPY 12% | Report a problem |
| 1908 | Andrew Hill Investment Advisors, Inc. | $231.3M | 57 | 63 | 73 / 25 / 2 | 80% | LLY 6%, GE 5%, VRTX 5%, GOOGL 5% | Report a problem |
| 1909 | Sl Capital | $230.3M | 79 | 82 | 88 / 4 / 8 | 77% | NVDA 9%, AAPL 7%, BIL 5%, GBTC 3% | Report a problem |
| 1910 | Primoris Wealth Advisors, LLC | $230M | 54 | 71 | 55 / 13 / 32 | 100% | FTEC 5%, LRCX 5%, AMD 5%, VOO 5% | Report a problem |
| 1911 | Lionshead Wealth Management, LLC | $229.8M | 59 | 62 | 90 / 2 / 8 | 74% | DFAI 6%, JAAA 5%, AAPL 5%, SPHQ 4% | Report a problem |
| 1912 | Montgomery Financial | $229.8M | 62 | 62 | 97 / 1 / 2 | 52% | CAPITOL SER TR 22%, IWY 19%, IWX 12%, EFV 6% | Report a problem |
| 1913 | Turner Financial Group, Inc. | $229.6M | 71 | 75 | 85 / 6 / 9 | 51% | TSLA 16%, FIXP 9%, BDGS 5%, AMD 4% | Report a problem |
| 1914 | Sterling Investment Advisors,LLC | $229.3M | 49 | 49 | 100 / 0 / 0 | 97% | IEFA 18%, IVV 13%, IEMG 9%, SGOV 9% | Report a problem |
| 1915 | Campion Asset Management, LLC | $228.8M | 52 | 56 | 89 / 10 / 1 | 80% | IJH 11%, IVV 11%, VEA 7%, IWB 6% | Report a problem |
| 1916 | Westview Investment Advisors | $228.6M | 57 | 59 | 94 / 3 / 3 | 95% | VCIT 6%, IEI 6%, EMB 4%, GLW 4% | Report a problem |
| 1917 | Meixler Investment Management, LTD. | $228.4M | 38 | 41 | 91 / 3 / 6 | 87% | PHYS 9%, BRK-B 8%, NRP 5%, DMLP 5% | Report a problem |
| 1918 | Bay Capital Advisors, LLC | $228.3M | 57 | 60 | 89 / 4 / 7 | 92% | SPYM 12%, QQQ 11%, ICSH 7%, IWF 6% | Report a problem |
| 1919 | Wealth Forward, LLC | $228.1M | 50 | 52 | 93 / 0 / 7 | 95% | FNDA 11%, OEF 11%, RSP 11%, FNDX 10% | Report a problem |
| 1920 | Center for Wealth Management Advisory | $227.8M | 55 | 56 | 95 / 2 / 3 | 74% | PWB 22%, FDL 9%, SMH 7%, MLRG 6% | Report a problem |
| 1921 | The Wealthgarden F.s. LLC | $227.6M | 63 | 65 | 94 / 0 / 6 | 82% | IVV 6%, IVW 3%, DYNF 3%, NVDA 3% | Report a problem |
| 1922 | Approach Retirement Advisors, LLC | $227.5M | 42 | 46 | 89 / 0 / 11 | 68% | DIMENSIONAL ETF TRUST 17%, AFL 9%, DFCF 7%, AVUS 6% | Report a problem |
| 1923 | Echo45 Advisors LLC | $227.4M | 50 | 52 | 94 / 1 / 5 | 91% | VEA 13%, RSP 10%, VWO 6%, DIA 4% | Report a problem |
| 1924 | Gilpin Wealth Management LLC | $227.2M | 56 | 61 | 84 / 7 / 9 | 76% | NVDA 4%, VLUE 3%, FTNT 3%, VTI 3% | Report a problem |
| 1925 | Rm Sincerbeaux Capital Management, LLC. | $227.1M | 51 | 54 | 89 / 4 / 7 | 93% | WMB 10%, V 10%, MSFT 8%, ABBV 7% | Report a problem |
| 1926 | Retirement Wealth Solutions LLC | $227M | 57 | 58 | 98 / 0 / 2 | 82% | VOO 15%, IVV 13%, VEA 8%, DYNF 4% | Report a problem |
| 1927 | Arrien Investments, Inc. | $226.6M | 42 | 47 | 81 / 4 / 15 | 100% | SPAB 18%, EFA 13%, SPYM 13%, QEFA 7% | Report a problem |
| 1928 | Valpey Financial Services LLC | $226M | 53 | 54 | 96 / 0 / 4 | 77% | VTV 6%, VUG 5%, SCHG 5%, BNDX 4% | Report a problem |
| 1929 | Miller Wealth Advisors, LLC | $225.5M | 62 | 65 | 87 / 7 / 6 | 100% | AMD 21%, SWGXX 16%, GILD 15%, GOOG 15% | Report a problem |
| 1930 | Edgewater Pro Sports Financial | $225M | 76 | 77 | 95 / 5 / 0 | 90% | AAPL 13%, PLTR 7%, BAC 6%, AMD 6% | Report a problem |
| 1931 | Principia Wealth Advisory, LLC | $225M | 54 | 58 | 83 / 10 / 7 | 100% | QQQM 12%, BKLC 7%, VEA 6%, QQQ 5% | Report a problem |
| 1932 | Allied Private Wealth | $224.5M | 51 | 64 | 57 / 36 / 7 | 100% | AAPL 14%, MSFT 6%, VOO 5%, CGDV 5% | Report a problem |
| 1933 | Orca Wealth Management, LLC | $224.4M | 58 | 61 | 89 / 7 / 4 | 83% | AAPL 10%, MU 9%, CSCO 6%, ORI 4% | Report a problem |
| 1934 | Mcalvany Wealth Management, LLC | $224.2M | 51 | 61 | 65 / 30 / 5 | 92% | GLDM 8%, RGLD 8%, SLV 6%, AEM 4% | Report a problem |
| 1935 | Bucket List Wealth Management, LLC | $224.2M | 56 | 59 | 90 / 0 / 10 | 100% | VTI 14%, PVAL 13%, AVUV 9%, QQQM 9% | Report a problem |
| 1936 | Mainstream Capital Management | $224M | 54 | 65 | 68 / 11 / 21 | 100% | JPST 12%, AAPL 6%, GSST 6%, AMZN 4% | Report a problem |
| 1937 | Sterling Wealth Advisors, Inc. | $223.5M | 52 | 53 | 94 / 1 / 5 | 88% | DFAU 32%, DFUS 14%, DFSD 13%, DFAI 9% | Report a problem |
| 1938 | Valley Brook Capital Group | $223.3M | 61 | 66 | 81 / 9 / 10 | 97% | AAPL 7%, MSFT 5%, CAT 5%, JPM 4% | Report a problem |
| 1939 | Spring Capital Management | $223M | 42 | 45 | 90 / 6 / 4 | 100% | AAPL 8%, ETN 7%, DE 6%, JNJ 5% | Report a problem |
| 1940 | Essential Investment Partners, LLC | $223M | 63 | 69 | 77 / 16 / 7 | 73% | BE 5%, AAPL 5%, URI 4%, GOOGL 3% | Report a problem |
| 1941 | Whalen Financial | $223M | 59 | 62 | 85 / 13 / 2 | 100% | NVDA 4%, SHV 4%, IEI 4%, AMZN 3% | Report a problem |
| 1942 | Milestones Private Investment Advisors LLC | $222.6M | 52 | 56 | 88 / 0 / 12 | 64% | RDVY 8%, SPYG 7%, QQQM 7%, SPYV 7% | Report a problem |
| 1943 | Kmt Wealth Management, LLC | $222.4M | 67 | 71 | 84 / 11 / 5 | 63% | ITW 12%, AAPL 7%, NVDA 6%, SPYM 5% | Report a problem |
| 1944 | Q Capital Solutions | $222.3M | 75 | 76 | 96 / 0 / 4 | 97% | TSM 8%, BRK-B 7%, NVDA 7%, GE 7% | Report a problem |
| 1945 | Colrain Capital LLC | $222.2M | 54 | 56 | 95 / 0 / 5 | 100% | VICR 19%, CVX 7%, NEM 7%, VST 6% | Report a problem |
| 1946 | Phillip James Financial Co. | $222.1M | 52 | 54 | 91 / 8 / 1 | 74% | EWA 10%, SCHO 8%, VTV 7%, SCHB 7% | Report a problem |
| 1947 | Hager Investment Management Services, LLC | $221.6M | 70 | 75 | 81 / 16 / 3 | 100% | AVGO 5%, AAPL 5%, NVDA 4%, GOOGL 4% | Report a problem |
| 1948 | Carroll Investors, Inc. | $221.4M | 86 | 86 | 98 / 0 / 2 | 100% | AMD 13%, NVDA 12%, PLTR 12%, TSLA 11% | Report a problem |
| 1949 | Pullen Investment Management | $221M | 44 | 48 | 82 / 15 / 3 | 100% | VOO 6%, VTI 5%, MSGK 2%, SCHB 2% | Report a problem |
| 1950 | Mccartney Wealth Management LLC | $220.7M | 48 | 49 | 94 / 2 / 4 | 64% | AVUS 13%, DIMENSIONAL ETF TRUST 10%, DFLV 4%, AVDE 4% | Report a problem |