Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 1501 | Resurgent Advisors | $354.7M | 57 | 65 | 73 / 17 / 10 | 100% | GOOGL 5%, NVDA 5%, AAPL 5%, MSFT 4% | Report a problem |
| 1502 | Life Planning Partners, Inc. | $354M | 47 | 56 | 65 / 27 / 8 | 58% | ITOT 20%, IEFA 8%, VTI 6%, IEMG 5% | Report a problem |
| 1503 | Norris Financial Group, LLC | $353M | 62 | 63 | 97 / 0 / 3 | 73% | SPY 13%, QQQ 5%, SGOL 5%, DOCN 4% | Report a problem |
| 1504 | Envision Financial LLC | $352.9M | 50 | 51 | 93 / 6 / 1 | 66% | VOO 14%, FNDX 9%, SCHF 8%, UITB 7% | Report a problem |
| 1505 | Swan Capital | $351.4M | 45 | 47 | 93 / 0 / 7 | 89% | VYMI 10%, VNQ 8%, VCLT 8%, VTIP 7% | Report a problem |
| 1506 | Forty North Wealth | $350.6M | 61 | 63 | 94 / 0 / 6 | 63% | SPYM 14%, SCHV 4%, VUG 4%, VPLS 3% | Report a problem |
| 1507 | V2 Financial Group, LLC | $350.5M | 53 | 60 | 79 / 1 / 20 | 97% | SPY 41%, DFUS 5%, TCAF 3%, AAPL 3% | Report a problem |
| 1508 | Sykon Capital LLC | $350.1M | 54 | 57 | 89 / 6 / 5 | 100% | VXUS 7%, USFR 6%, VBIL 5%, XLK 4% | Report a problem |
| 1509 | Smartharvest Portfolios | $348.1M | 77 | 77 | – | 89% | NVDA 7%, AAPL 6%, GOOGL 3%, AMZN 3% | Report a problem |
| 1510 | Oakbourne Advisors | $347.9M | 68 | 69 | 97 / 0 / 3 | 73% | IUSG 12%, GSLC 11%, NVDA 6%, VOT 6% | Report a problem |
| 1511 | Heritage Oak Wealth Advisors | $347.4M | 47 | 50 | 87 / 5 / 8 | 100% | WMT 36%, BIL 14%, IEF 7%, JPST 6% | Report a problem |
| 1512 | Leconte Wealth Management, LLC | $346.8M | 53 | 64 | 62 / 34 / 4 | 85% | RSP 11%, AGG 6%, VCLT 5%, QQQE 4% | Report a problem |
| 1513 | Custos Family Office LLC | $346.6M | 50 | 62 | 59 / 32 / 9 | 81% | IVV 20%, VWO 8%, DGRO 6%, FVAL 6% | Report a problem |
| 1514 | Lodestone Wealth Management LLC | $346.5M | 56 | 58 | 94 / 5 / 1 | 87% | CGCP 4%, AAPL 3%, CGSD 3%, JPST 3% | Report a problem |
| 1515 | Long Road Investment Counsel, LLC | $346.4M | 51 | 58 | 81 / 1 / 18 | 96% | ORLY 10%, GOOG 6%, GOOGL 6%, SYK 5% | Report a problem |
| 1516 | Arcadia Investment Advisors, LLC | $345.8M | 57 | 57 | 99 / 0 / 1 | 69% | VV 10%, SCHX 6%, IWL 6%, AVLC 6% | Report a problem |
| 1517 | Continuum Wealth Advisors, LLC | $345.6M | 49 | 50 | 97 / 1 / 2 | 88% | AVUS 15%, CAOS 14%, VEA 13%, GLDM 7% | Report a problem |
| 1518 | Hicks Capital Management, LLC | $344.7M | 50 | 59 | 68 / 15 / 17 | 52% | IVV 27%, FBND 10%, FENI 9%, IJH 6% | Report a problem |
| 1519 | Kellett Wealth Advisors, LLC | $344M | 50 | 55 | 75 / 20 / 5 | 83% | SPY 18%, USEP 10%, IPKW 9%, VIG 6% | Report a problem |
| 1520 | Prospera Capital Management, LLC | $343.9M | 58 | 61 | 90 / 2 / 8 | 100% | VTI 36%, VXUS 15%, VOO 8%, BND 7% | Report a problem |
| 1521 | Vertrix Wealth Management, LLC | $343.2M | 49 | 49 | – | 87% | BIV 5%, BSV 5%, VTIP 4%, SPYV 4% | Report a problem |
| 1522 | Williams & Novak Wealth Management, LLC | $342.8M | 52 | 59 | 78 / 4 / 18 | 56% | MFUS 7%, FBND 6%, FELC 5%, PYLD 4% | Report a problem |
| 1523 | Matune Basile Advisors | $342.6M | 48 | 51 | 86 / 6 / 8 | 100% | BIV 7%, IQLT 5%, SCHX 4%, SCHG 4% | Report a problem |
| 1524 | J. Hagan Capital, Inc. | $341.8M | 59 | 65 | 83 / 0 / 17 | 76% | QQQ 10%, SPY 9%, DIA 7%, THIR 7% | Report a problem |
| 1525 | Petros Family Wealth, LLC | $341.6M | 53 | 63 | 64 / 25 / 11 | 75% | SPY 6%, AVDE 5%, AAPL 5%, VEA 4% | Report a problem |
| 1526 | Tiemann Investment Advisors, LLC | $341.1M | 56 | 59 | 87 / 8 / 5 | 93% | AGG 8%, AAPL 6%, IUSB 5%, IEFA 5% | Report a problem |
| 1527 | Eukles Asset Management, LLC | $341.1M | 61 | 67 | 78 / 16 / 6 | 91% | NVDA 9%, CAT 6%, AAPL 6%, IWF 5% | Report a problem |
| 1528 | Carroll Advisory Group | $341.1M | 60 | 60 | – | 89% | VOO 9%, RSP 8%, HAWX 8%, QQQM 6% | Report a problem |
| 1529 | Weybosset Research & Management, LLC | $340.9M | 61 | 62 | 94 / 4 / 2 | 100% | KEYS 9%, FTAI 9%, DE 8%, CMI 7% | Report a problem |
| 1530 | Scholtz & Company, LLC | $340.5M | 66 | 74 | 70 / 26 / 4 | 84% | GOOGL 8%, AMZN 7%, MSFT 7%, MA 6% | Report a problem |
| 1531 | Left Brain Wealth Management, LLC | $340.4M | 76 | 81 | 77 / 20 / 3 | 100% | NVDA 9%, TSM 7%, MU 4%, AMAT 4% | Report a problem |
| 1532 | Aza Capital Management | $339.6M | 40 | 46 | 68 / 22 / 10 | 100% | VGSH 20%, IVV 10%, TLT 10%, AGG 9% | Report a problem |
| 1533 | Turning Point Financial | $339.4M | 48 | 49 | 90 / 9 / 1 | 76% | BIL 10%, FLOT 8%, CGMS 5%, WWJD 4% | Report a problem |
| 1534 | Walser Wealth Management Company, A Limited Liability Company | $339.2M | 54 | 59 | 86 / 0 / 14 | 83% | GLD 12%, SLV 7%, PHYS 3%, URA 3% | Report a problem |
| 1535 | Comprehensive Wealth Management | $338.4M | 60 | 61 | 98 / 0 / 2 | 66% | ADIV 17%, AIRR 15%, EDIV 13%, XLC 11% | Report a problem |
| 1536 | 4:8 Financial | $338.3M | 76 | 76 | – | 58% | NVDA 9%, AXON 5%, TSLA 4%, BIBL 4% | Report a problem |
| 1537 | Mine & Arao Wealth Creation and Management, LLC | $338.1M | 63 | 69 | 77 / 16 / 7 | 100% | QQQ 19%, SPY 15%, DIA 10%, AAPL 9% | Report a problem |
| 1538 | Boulder Wealth Advisors, LLC | $337.9M | 58 | 61 | 92 / 5 / 3 | 88% | SCHB 17%, IVV 14%, QUAL 12%, PRF 11% | Report a problem |
| 1539 | Commerce Advisors, LLC | $337.9M | 51 | 56 | 77 / 18 / 5 | 71% | BOXX 10%, VTI 9%, RSP 6%, EAGL 6% | Report a problem |
| 1540 | Adg Wealth Management Group, LLC | $336.3M | 50 | 55 | 84 / 4 / 12 | 56% | IVW 21%, IVE 14%, RSP 12%, JEPI 7% | Report a problem |
| 1541 | Agate Pass Investment, LLC | $336M | 53 | 58 | 80 / 12 / 8 | 100% | GOOGL 6%, AAPL 5%, ABBV 5%, VOO 5% | Report a problem |
| 1542 | Shared Vision Wealth Group | $335.9M | 52 | 55 | 89 / 3 / 8 | 97% | AAPL 17%, IVV 11%, IUSB 7%, SPY 6% | Report a problem |
| 1543 | Peachtree Investment Partners, LLC | $335.8M | 60 | 62 | 95 / 2 / 3 | 98% | AAPL 13%, LLY 8%, VOO 8%, MSFT 7% | Report a problem |
| 1544 | Mid-American Wealth Advisory Group | $335.6M | 37 | 42 | 68 / 18 / 14 | 100% | PAYM 17%, TUA 11%, HYS 11%, SIXZ 7% | Report a problem |
| 1545 | The Menard Financial Group, LLC | $335.3M | 51 | 75 | 34 / 59 / 7 | 100% | ZECP 16%, CAIE 10%, NVDA 9%, AVGO 4% | Report a problem |
| 1546 | Livet Wealth, LLC | $335.1M | 56 | 56 | – | 52% | BNDX 8%, VONG 8%, SCHF 8%, SCHD 5% | Report a problem |
| 1547 | American Capital Advisory, LLC | $334.4M | 51 | 59 | 71 / 14 / 15 | 100% | DIMENSIONAL ETF TRUST 12%, DUSB 10%, DFUS 9%, GTO 7% | Report a problem |
| 1548 | Oceaniq Capital, LLC | $334.2M | 77 | 82 | 78 / 19 / 3 | 63% | NVDA 31%, MSFT 5%, BOXX 5%, AAPL 5% | Report a problem |
| 1549 | Good Harbor Advisors, Inc. | $333.7M | 33 | 45 | 59 / 10 / 31 | 52% | VTIP 8%, IVLU 7%, SCHD 5%, DISV 5% | Report a problem |
| 1550 | Strait & Sound | $333.7M | 61 | 67 | 82 / 5 / 13 | 100% | AAPL 10%, MSFT 6%, NVDA 5%, GOOGL 4% | Report a problem |