Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 51 | Modern Wealth Management, LLC | $10.9B | 52 | 58 | 80 / 6 / 14 | 96% | FBND 4%, JCPB 2%, SPYM 2%, PVAL 2% | Report a problem |
| 52 | Ferguson Wellman Capital Management, Inc. | $10.66B | 59 | 64 | 76 / 22 / 2 | 100% | GOOGL 5%, ACWX 5%, AAPL 5%, NVDA 5% | Report a problem |
| 53 | Parallel Advisors, LLC | $10.31B | 60 | 66 | 81 / 12 / 7 | 78% | IVV 12%, CORT 5%, AAPL 4%, NVDA 4% | Report a problem |
| 54 | Bartlett & Co. Wealth Management LLC | $10.25B | 60 | 64 | 83 / 13 / 4 | 94% | AAPL 6%, GOOG 6%, MSFT 5%, VOO 3% | Report a problem |
| 55 | Tocqueville Asset Management LP | $10.24B | 69 | 73 | 85 / 8 / 7 | 87% | HD 4%, NVDA 3%, AMAT 3%, GOOGL 3% | Report a problem |
| 56 | Callan Family Office, LLC | $10.21B | 69 | 73 | 85 / 9 / 6 | 59% | NVDA 4%, AAPL 4%, IVV 3%, MSFT 3% | Report a problem |
| 57 | Valmark Advisers, Inc. | $10.17B | 50 | 51 | 92 / 5 / 3 | 100% | VEA 9%, SPYG 6%, SPYV 6%, SPMD 5% | Report a problem |
| 58 | Foundations Investment Advisors LLC | $10.1B | 63 | 69 | 82 / 6 / 12 | 100% | IVV 4%, IVW 3%, IVE 3%, SOXX 2% | Report a problem |
| 59 | Choate Investment Advisors | $10.05B | 59 | 63 | 87 / 5 / 8 | 65% | IVV 34%, VEU 5%, IEMG 4%, GVI 4% | Report a problem |
| 60 | Welch & Forbes LLC | $9.9B | 62 | 66 | 86 / 7 / 7 | 97% | NVDA 7%, AAPL 6%, GOOG 5%, MSFT 4% | Report a problem |
| 61 | F L Putnam Investment Management Co. | $9.72B | 63 | 70 | 77 / 14 / 9 | 100% | IVV 11%, IEFA 6%, NVDA 4%, AAPL 4% | Report a problem |
| 62 | Signaturefd, LLC | $9.68B | 61 | 64 | 90 / 4 / 6 | 86% | IWF 12%, VIG 7%, IUSV 7%, VXUS 6% | Report a problem |
| 63 | Mutual Advisors, LLC | $9.45B | 55 | 60 | 81 / 7 / 12 | 69% | SPY 5%, IEF 5%, AAPL 4%, IVV 3% | Report a problem |
| 64 | Joel Isaacson & Co., LLC | $9.32B | 52 | 61 | 70 / 19 / 11 | 53% | SDY 13%, VIG 9%, VTI 6%, GOOGL 5% | Report a problem |
| 65 | Facet | $9.3B | 55 | 56 | 97 / 0 / 3 | 77% | VEA 16%, VTI 13%, QUAL 10%, BND 9% | Report a problem |
| 66 | Crawford Investment Counsel Inc | $9.14B | 42 | 48 | 66 / 30 / 4 | 100% | ABBV 3%, MSFT 3%, JCI 3%, PNC 2% | Report a problem |
| 67 | Americana Partners, LLC | $9.1B | 52 | 56 | 80 / 13 / 7 | 61% | AAPL 4%, MSFT 4%, SFLR 3%, NVDA 2% | Report a problem |
| 68 | Savvy | $9B | 63 | 65 | 91 / 5 / 4 | 57% | VOO 6%, IUSB 4%, NVDA 4%, IVLU 2% | Report a problem |
| 69 | Snowden Capital Advisors LLC | $8.87B | 67 | 73 | 78 / 17 / 5 | 61% | AAPL 4%, NVDA 4%, MSFT 2%, AMZN 2% | Report a problem |
| 70 | Arkadios Wealth Advisors | $8.79B | 62 | 71 | 73 / 13 / 14 | 100% | AAPL 3%, NVDA 3%, IVV 2%, AMZN 2% | Report a problem |
| 71 | Robertson Stephens | $8.76B | 63 | 68 | 81 / 11 / 8 | 57% | VOO 11%, VEA 5%, VIG 5%, AAPL 4% | Report a problem |
| 72 | Forum Financial Management, LP | $8.69B | 55 | 56 | 96 / 0 / 4 | 93% | DIMENSIONAL ETF TRUST 24%, TLH 13%, DIMENSIONAL ETF TRUST 9%, DFEM 8% | Report a problem |
| 73 | Douglas C. Lane & Associates | $8.44B | 59 | 63 | 85 / 6 / 9 | 100% | NVDA 4%, GOOG 4%, JPM 3%, JNJ 2% | Report a problem |
| 74 | Elevation Point Wealth Partners, LLC | $8.29B | 60 | 65 | 84 / 10 / 6 | 78% | AAPL 3%, VOO 3%, GLD 2%, BOKF 2% | Report a problem |
| 75 | Nicholas Hoffman & Company, LLC | $8.26B | 52 | 59 | 71 / 23 / 6 | 81% | VOO 20%, VEA 20%, BRK-B 8%, VWO 8% | Report a problem |
| 76 | Capital Investment Advisors, LLC | $8.21B | 49 | 53 | 84 / 9 / 7 | 100% | DGRO 9%, IQLT 4%, SDVY 3%, EMLP 3% | Report a problem |
| 77 | R M Davis Inc | $8.15B | 60 | 68 | 74 / 20 / 6 | 100% | SPY 6%, AAPL 5%, GOOGL 5%, NVDA 5% | Report a problem |
| 78 | Annex Wealth Management, LLC | $8.05B | 60 | 63 | 90 / 6 / 4 | 81% | UBND 7%, GSIE 5%, AVUS 4%, SMTH 4% | Report a problem |
| 79 | Crestwood Advisors | $8.02B | 62 | 69 | 76 / 20 / 4 | 100% | AAPL 6%, IVV 5%, GOOGL 4%, NVDA 3% | Report a problem |
| 80 | Howard Capital Management, LLC | $8.01B | 79 | 80 | 98 / 0 / 2 | 100% | QLD 11%, SSO 10%, QQQ 7%, TQQQ 5% | Report a problem |
| 81 | RFG Advisory | $7.97B | 61 | 64 | 91 / 2 / 7 | 88% | BLUX 9%, BDBT 8%, BINT 6%, BLUC 5% | Report a problem |
| 82 | Oneseven | $7.72B | 61 | 71 | 70 / 9 / 21 | 100% | NVDA 3%, AAPL 3%, VOO 3%, MSFT 2% | Report a problem |
| 83 | Hbks Wealth Advisors | $7.66B | 54 | 61 | 68 / 25 / 7 | 98% | SCHX 21%, VCRB 17%, VEA 11%, DFVX 8% | Report a problem |
| 84 | Belpointe Asset Management LLC | $7.58B | 62 | 70 | 76 / 9 / 15 | 53% | QQQ 3%, SPY 3%, NVDA 3%, AAPL 2% | Report a problem |
| 85 | Avantax Planning Partners, Inc. | $7.57B | 53 | 57 | 88 / 5 / 7 | 60% | SCHG 13%, SCHV 9%, SCHF 5%, SCHZ 5% | Report a problem |
| 86 | Bailard, Inc. | $7.56B | 64 | 68 | 89 / 7 / 4 | 73% | AAPL 5%, NVDA 4%, GOOGL 3%, MSFT 3% | Report a problem |
| 87 | Jmg Financial Group LTD | $7.5B | 59 | 60 | 97 / 0 / 3 | 57% | VOO 23%, VO 11%, VEA 11%, SCHX 6% | Report a problem |
| 88 | Chicago Partners Investment Group LLC | $7.47B | 61 | 64 | 87 / 10 / 3 | 77% | VOO 4%, NVDA 3%, VO 3%, AAPL 2% | Report a problem |
| 89 | Badgley Phelps Wealth Managers | $7.28B | 60 | 69 | 71 / 22 / 7 | 100% | NVDA 5%, AAPL 4%, MSFT 4%, EFA 4% | Report a problem |
| 90 | Evergreen Capital Management LLC | $7.19B | 48 | 58 | 58 / 33 / 9 | 100% | IEMG 4%, GS 3%, AAPL 2%, COF 2% | Report a problem |
| 91 | Cassaday & Company, Inc. | $7.14B | 63 | 64 | 97 / 1 / 2 | 77% | MGK 31%, IWO 7%, IWP 6%, SCHD 6% | Report a problem |
| 92 | Cannell & Spears LLC | $6.99B | 64 | 70 | 81 / 13 / 6 | 99% | GOOG 5%, MSFT 4%, AAPL 4%, BRK-B 3% | Report a problem |
| 93 | Pgim Custom Harvest LLC | $6.9B | 64 | 65 | 97 / 0 / 3 | 100% | IYW 14%, VGT 10%, XLK 9%, VOX 5% | Report a problem |
| 94 | Confluence Investment Management LLC | $6.72B | 38 | 39 | 98 / 0 / 2 | 97% | SGOV 4%, SNA 3%, CB 3%, LIN 2% | Report a problem |
| 95 | Vestgen Advisors, LLC | $6.67B | 67 | 70 | 90 / 7 / 3 | 57% | VTI 4%, VTV 3%, AAPL 3%, NVDA 3% | Report a problem |
| 96 | Douglass Winthrop Advisors LLC | $6.46B | 61 | 64 | 89 / 7 / 4 | 100% | GOOG 8%, BRK-B 8%, AMZN 5%, MSFT 5% | Report a problem |
| 97 | Truepoint, Inc. | $6.39B | 53 | 53 | 98 / 1 / 1 | 76% | BSV 12%, DFCF 12%, IVV 11%, VTI 9% | Report a problem |
| 98 | Creativeone Wealth, LLC | $6.25B | 57 | 65 | 75 / 6 / 19 | 99% | AAPL 3%, VEA 2%, VTV 2%, VUG 2% | Report a problem |
| 99 | Spc | $6.1B | 65 | 70 | 85 / 4 / 11 | 77% | IVV 5%, AAPL 4%, NVDA 3%, QQQ 2% | Report a problem |
| 100 | Kcm Investment Advisors | $6.02B | 50 | 66 | 49 / 47 / 4 | 100% | XLK 8%, AAPL 7%, MSFT 3%, COST 3% | Report a problem |