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How much wealth managers' holdings swing.

Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.

Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →

AllUnder $500M$500M–$1B$1B–$5B$5B and up
Largest firms firstHighest score firstLowest score firstA to Z
Hide firms without a score
#FirmAUMScore13F onlyStocks / bonds / cashCoverageBiggest holdingsReport a problem
2701Kerr Wealth Management$131M7878–68%QQQ 6%, TSLA 5%, NVDA 5%, AAPL 5%Report a problem
2702First Growth Capital LLC$130.6M747789 / 10 / 1100%VRT 18%, IVV 8%, SCHA 2%, SCHX 2%Report a problem
2703Wheels Up Wealth, Inc.$130M505198 / 0 / 293%DIMENSIONAL ETF TRUST 29%, DFCF 14%, AVUS 11%, DFGP 11%Report a problem
2704Safe Harbor Fiduciary, LLC$129.9M556277 / 13 / 10100%SPY 12%, QQQ 8%, AAPL 5%, STX 5%Report a problem
2705Burnham & Company LLC$129.5M525977 / 8 / 15100%LLY 8%, LEU 6%, ICLR 6%, NVDA 5%Report a problem
2706Saber Capital Management LLC$129.3M606198 / 0 / 2100%NRP 15%, PBI 12%, FCNCA 10%, FND 8%Report a problem
2707Pacifica Partners Capital Management Inc.$128.2M536268 / 21 / 11100%GOOG 6%, AMAT 5%, AAPL 5%, LRCX 5%Report a problem
2708Guardian Capital, LLC$128.1M646597 / 0 / 398%QQQ 11%, SMH 7%, MTUM 7%, CWB 5%Report a problem
2709Wiser Advisor Group$127.8M556279 / 8 / 1390%AAPL 6%, VOO 6%, LLY 6%, GOOGL 5%Report a problem
2710Premier Private Wealth Management, LLC$126.3M535591 / 4 / 599%SCHD 9%, QQQM 8%, SDY 7%, RDVY 7%Report a problem
2711Significant Wealth Partners LLC$126.1M434689 / 1 / 1082%GPIQ 9%, BRK-B 4%, JEPQ 3%, VOOG 3%Report a problem
2712Wms Group LLC$125.3M6161–62%SCHD 9%, JPST 7%, MTUM 6%, FTSL 6%Report a problem
2713Seedsafe Financial LLC$125.2M5151–100%SPYM 11%, DFIV 9%, DIMENSIONAL ETF TRUST 8%, DFCF 8%Report a problem
2714Capital Advisor Network$124.5M505584 / 0 / 1676%IVV 11%, QQQ 10%, VUG 10%, VTV 9%Report a problem
2715Royal Palms Capital, LLC$124.2M5252–92%GLW 7%, VTRS 6%, KMI 4%, GSL 4%Report a problem
2716Surience Private Wealth LLC$124M525589 / 3 / 8100%IWM 10%, QQQ 8%, SPY 8%, XLV 5%Report a problem
2717Titan Investment Management LLC$123.9M7575–100%NVDA 13%, DELL 10%, TSM 7%, BIL 6%Report a problem
2718Schuylkill Financial, LLC$123.6M5555–88%IVV 10%, FBND 9%, BND 9%, VEA 6%Report a problem
2719Contango Wealth Management LLC$122.8M6363–70%IVV 14%, JCPB 12%, DYNF 9%, TWLO 6%Report a problem
2720Portfolio Resources Advisor Group, Inc.$121.9M606197 / 1 / 2100%IVV 14%, IVW 8%, IUSB 7%, IVE 6%Report a problem
2721Western Reserve Capital Management, LLC$120.2M5050–100%VOO 18%, VEA 14%, AVLC 9%, SCHO 7%Report a problem
2722Triad Investment Management, LLC$119.5M575894 / 2 / 481%NVR 7%, GOOG 6%, V 6%, WTM 6%Report a problem
2723Ak Global Asset Management, LLC$117.8M8181–100%NVDA 32%, AAPL 18%, ABBV 8%, AMZN 5%Report a problem
2724Curat Global LLC$117.5M556278 / 12 / 10100%AMAT 10%, XLK 6%, IJH 6%, IVV 5%Report a problem
2725Sulzberger Capital Advisors, Inc.$117.1M5959–88%SHV 19%, JEPI 8%, NVDA 6%, VOO 6%Report a problem
2726Greenline Wealth Management$117M7575–100%CGDV 6%, SPMO 5%, NVDA 5%, AAPL 4%Report a problem
2727Pathway Wealth Management, LLC$116M8585–100%NVDA 28%, AMD 15%, AVGO 12%, LLY 6%Report a problem
2728Professional Financial Management, Inc.$115.5M5252–85%VGLT 16%, GDXJ 9%, TAIL 8%, EDV 8%Report a problem
2729Veltria Advisors Corp.$113.2M(56)6468 / 30 / 242%SPY 17%, GLD 13%, ACWI 8%, TLH 6%Report a problem
2730Inkwell Capital$112.2M434589 / 6 / 596%BRK-B 7%, MKL 5%, RSP 5%, GOOGL 5%Report a problem
2731Kroeger Financial Partners$111.1M4646–93%VEA 12%, IGSB 10%, SPYM 8%, BIV 8%Report a problem
2732Pacific Excel Wealth Advisors, Inc.$110.8M6464–100%VEA 5%, AVDE 5%, AVEM 4%, SMMD 3%Report a problem
2733Ascent Advisors$110.8M5555–78%STXF 10%, IEF 10%, QQQM 8%, MIG 5%Report a problem
2734Top Private Wealth$106.5M5555–98%SPYM 18%, SPY 11%, SPYV 8%, XLI 8%Report a problem
2735Account Management, LLC$106.2M566086 / 5 / 9100%BRK-B 22%, ASML 16%, EPD 10%, NEE 9%Report a problem
2736Markiz Wealth Management$105.8M384286 / 2 / 1260%VO 5%, USFR 5%, STIP 4%, OHI 4%Report a problem
2737Rasp Wealth Solutions, LLC$105.8M626495 / 0 / 5100%LLY 68%, QQQ 3%, VOO 1%, SPMO 1%Report a problem
2738Vcm Wealth$104.8M5656–100%SPY 30%, VEA 15%, BOND 11%, IWM 10%Report a problem
2739Luminist Capital, LLC$104.6M444599 / 1 / 086%TFLO 20%, VOO 8%, UTWO 6%, SGOL 6%Report a problem
2740Point Nemo Capital, LLC$103.8M5757–100%ICVT 4%, EWY 3%, REMX 3%, VTSAX 3%Report a problem
2741Navigation Wealth Management$103.2M565698 / 1 / 172%SPY 53%, ZECP 9%, JNK 8%, QUIZ 4%Report a problem
2742Timbuktu Capital Management, LLC$98.6M556178 / 12 / 1086%QQQ 14%, VTI 12%, SPY 11%, DIA 7%Report a problem
2743The Mcbride Group$76.3M6666–100%GOOG 5%, V 4%, HEI-A 3%, AMZN 3%Report a problem
2744Cypress Capital Group$63.2M566087 / 3 / 10100%AAPL 5%, LLY 5%, MSFT 3%, NVDA 3%Report a problem
2745Axim Planning & Wealth$39.3M808196 / 0 / 4100%EH 37%, HPF 6%, BIL 3%, XLK 2%Report a problem
2746Strategic Advocates, LLC$33.7M626782 / 10 / 893%QQQ 7%, KOMP 7%, RPV 6%, BIV 4%Report a problem
2747S.g. Long & Company$33.1M5858–100%MSFT 4%, AAPL 4%, IVW 4%, SCHF 4%Report a problem
2748Durant Financial Planning LLC$22.2M5858–100%SWP 13%, XOM 4%, AAPL 4%, MSFT 4%Report a problem