Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 2601 | Financially Speaking Inc | $164.8M | (29) | 29 | 95 / 0 / 5 | 13% | JPST 37%, FLDR 37%, PLTR 4%, SDY 2% | Report a problem |
| 2602 | Sage Investment Counsel | $164.6M | 49 | 54 | 79 / 12 / 10 | 77% | PNFP 8%, AAPL 6%, BRK-A 3%, V 3% | Report a problem |
| 2603 | Eagle Wealth Advisors | $164.1M | 67 | 77 | 72 / 3 / 25 | 100% | NVDA 9%, AAPL 8%, MSFT 5%, AMZN 4% | Report a problem |
| 2604 | Sagace Wealth Management | $162.7M | 52 | 54 | 95 / 1 / 4 | 100% | VCIT 6%, VO 6%, RSP 5%, BIV 4% | Report a problem |
| 2605 | F.i.g. Financial Advisory Services, Inc. | $162.4M | 44 | 45 | 98 / 0 / 2 | 100% | EHLS 34%, BILZ 3%, CLOX 3%, LMBS 3% | Report a problem |
| 2606 | Pincus Capital Management, LP | $161.5M | 64 | 64 | – | 100% | PG 21%, AAPL 12%, LRCX 11%, QQQ 7% | Report a problem |
| 2607 | Blom & Howell Financial Planning, Inc. | $161.5M | 54 | 55 | 96 / 0 / 4 | 77% | SCHG 10%, JPST 8%, VUSB 8%, CGDV 7% | Report a problem |
| 2608 | Broadwater Capital Management LLC | $161M | 48 | 53 | 84 / 1 / 15 | 100% | AAPL 10%, MSFT 8%, GOOGL 7%, GOOG 5% | Report a problem |
| 2609 | Zendamentals | $160.7M | 78 | 78 | – | 100% | QQQ 5%, MU 5%, QQQM 4%, GLD 3% | Report a problem |
| 2610 | M3 Wealth Management | $160.2M | 53 | 53 | – | 96% | SPTM 9%, RSP 8%, VIG 8%, GEV 5% | Report a problem |
| 2611 | The Wealth Group, LTD | $160.2M | (62) | 65 | 89 / 4 / 7 | 0% | AAPL 15%, GOOGL 7%, AMZN 6%, NVDA 5% | Report a problem |
| 2612 | Fairway Financial, LLC | $159.6M | 53 | 54 | 96 / 0 / 4 | 95% | VTI 14%, DGRO 8%, SCHF 8%, SCHD 8% | Report a problem |
| 2613 | Plus Group Wealth Advisors, LLC | $158.9M | 60 | 60 | – | 67% | QQQ 11%, SCHV 9%, VB 9%, SCHF 8% | Report a problem |
| 2614 | Advisory Advocates LLC | $158.6M | 63 | 63 | – | 74% | VOO 4%, SDVD 3%, STK 3%, RDVI 2% | Report a problem |
| 2615 | Graetz Wealth | $158.2M | 55 | 55 | 99 / 0 / 1 | 80% | VOO 9%, QQQ 7%, VCIT 6%, BND 5% | Report a problem |
| 2616 | Outfitter Financial | $157.7M | 57 | 62 | 83 / 8 / 9 | 100% | AMAT 7%, EPD 5%, NVT 4%, AAPL 4% | Report a problem |
| 2617 | Copia Wealth Management | $157.5M | 48 | 54 | 76 / 16 / 8 | 100% | BUXX 6%, CLOX 5%, VTWO 4%, SPYM 3% | Report a problem |
| 2618 | Applied Capital | $157.4M | 55 | 55 | 100 / 0 / 0 | 95% | GOOG 6%, MSFT 3%, TRV 3%, PAG 3% | Report a problem |
| 2619 | Peck Wealth Management, LLC | $157.4M | 55 | 60 | 77 / 22 / 1 | 98% | VTI 9%, AAPL 7%, USFR 4%, JQUA 3% | Report a problem |
| 2620 | Vested Financial Planning, LLC | $157.2M | 51 | 52 | 97 / 0 / 3 | 98% | DIMENSIONAL ETF TRUST 29%, DFAX 13%, VOO 13%, DFNM 8% | Report a problem |
| 2621 | River's Edge | $157.1M | 54 | 57 | 86 / 11 / 3 | 84% | SCHM 12%, VOO 12%, QUAL 10%, VIG 10% | Report a problem |
| 2622 | Legacy Advisory Services, LLC | $156.9M | 46 | 47 | 96 / 0 / 4 | 94% | SHV 16%, SPYM 15%, SGOV 11%, USMV 8% | Report a problem |
| 2623 | Sima Wealth Partners, LLC | $156.7M | 42 | 53 | 68 / 2 / 30 | 100% | IVV 14%, DFAI 8%, SPYG 8%, JIRE 8% | Report a problem |
| 2624 | Englebert Financial Advisers, LLC | $156.6M | 49 | 52 | 90 / 5 / 5 | 72% | VBIL 11%, JMBS 10%, JSI 9%, MGMT 9% | Report a problem |
| 2625 | Ethos Capital Management, Inc. | $155.4M | 60 | 60 | – | 90% | VTIP 26%, MU 5%, AVGO 5%, NVDA 4% | Report a problem |
| 2626 | Bannerstone Capital | $155.3M | 77 | 77 | – | 77% | NVDA 5%, AAPL 5%, LRCX 4%, BRK-B 4% | Report a problem |
| 2627 | Rhl Group, LLC | $155.1M | 37 | 57 | 48 / 2 / 50 | 100% | CLIP 32%, TUSI 11%, DFCF 6%, VCLT 6% | Report a problem |
| 2628 | Richwood Investment Advisors, LLC | $155.1M | 53 | 54 | 97 / 1 / 2 | 95% | IVV 21%, IJR 8%, IJH 7%, LLY 5% | Report a problem |
| 2629 | Decision Investments, Inc. | $154.9M | 81 | 81 | – | 71% | NVDA 19%, LRCX 10%, SNDK 4%, IXN 4% | Report a problem |
| 2630 | Uptown Capital Advisors | $153.8M | 55 | 55 | – | 89% | VUG 12%, IJR 9%, VO 8%, SPYV 7% | Report a problem |
| 2631 | Alessandra Capital Management, LLC | $153.5M | 63 | 63 | – | 92% | LLY 11%, NVDA 5%, INTC 4%, AMZN 4% | Report a problem |
| 2632 | Wise Wealth Partners, LLC | $153.5M | 34 | 43 | 57 / 17 / 26 | 68% | SPYM 23%, AGG 7%, VGSH 6%, VTV 5% | Report a problem |
| 2633 | Paragon Wealth Management | $153.4M | 50 | 52 | 93 / 2 / 5 | 94% | IEF 10%, SHV 7%, BIL 6%, INTC 5% | Report a problem |
| 2634 | Clear Retirement Advice LLC | $153.4M | 50 | 50 | – | 95% | SCHO 11%, SPDW 11%, ITOT 10%, TBLL 9% | Report a problem |
| 2635 | Stewardship Wealth Management Solutions | $153.1M | 50 | 52 | 92 / 5 / 3 | 100% | ICVT 13%, SPYV 9%, QUAL 8%, TIP 6% | Report a problem |
| 2636 | Sierra Legacy Group | $152.7M | 42 | 46 | 80 / 18 / 2 | 100% | SHV 14%, BRK-B 5%, MSFT 5%, ROST 4% | Report a problem |
| 2637 | Troutman Wealth | $152.5M | 47 | 49 | 94 / 1 / 5 | 91% | CGCP 14%, BND 9%, VYMI 9%, CGXU 8% | Report a problem |
| 2638 | Roan Capital Partners | $152M | 47 | 47 | – | 79% | SPYM 5%, DON 5%, SMLV 5%, SPSM 4% | Report a problem |
| 2639 | Hershey Financial Advisers, LLC | $151.7M | 62 | 62 | 100 / 0 / 0 | 92% | DELL 5%, CWB 4%, MINT 4%, AMAT 4% | Report a problem |
| 2640 | Fpfoco | $151.7M | 71 | 71 | 97 / 2 / 1 | 86% | SPTM 22%, NVDA 18%, SPAB 10%, SPDW 9% | Report a problem |
| 2641 | Twin City Private Wealth, LLC | $151.3M | 57 | 58 | 96 / 0 / 4 | 98% | AMAT 4%, JPM 3%, PM 3%, AMZN 3% | Report a problem |
| 2642 | Sunrise Financial Services LLC | $151.2M | 61 | 61 | – | 100% | CGDV 14%, QQQM 9%, IWY 6%, HGER 6% | Report a problem |
| 2643 | St. Nicholas Private Asset Management, Inc. | $151M | 54 | 61 | 75 / 21 / 4 | 100% | AAPL 13%, ABBV 8%, MA 7%, NVDA 6% | Report a problem |
| 2644 | Zenith Wealth Partners | $151M | 61 | 62 | 99 / 0 / 1 | 74% | IVV 11%, NACP 6%, USXF 5%, DYNF 4% | Report a problem |
| 2645 | Rexford Capital | $150.9M | 65 | 65 | – | 100% | KLAC 5%, CAT 4%, VOO 3%, NVDA 3% | Report a problem |
| 2646 | Axos Invest, Inc | $150.8M | 56 | 57 | 98 / 0 / 2 | 92% | VOO 30%, VEA 24%, VTI 16%, GENT 5% | Report a problem |
| 2647 | Aureum Wealth Management, LLC | $150.6M | 46 | 51 | 73 / 20 / 7 | 100% | SPYG 9%, SPYV 8%, IEFA 8%, MBB 6% | Report a problem |
| 2648 | 1015 Capital Partners, LLC | $150.4M | 61 | 65 | 89 / 10 / 1 | 89% | IVV 9%, IJH 7%, VTI 5%, NVDA 5% | Report a problem |
| 2649 | Oakmont Advisory Group, LLC | $149.5M | 50 | 53 | 92 / 0 / 8 | 87% | VOO 13%, DFUS 5%, VEA 4%, QQQ 4% | Report a problem |
| 2650 | Purewater Capital, LLC | $149.5M | 50 | 50 | – | 93% | LQDA 22%, ACIO 14%, DRSK 9%, AIRR 8% | Report a problem |