Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 2451 | Royal Capital Wealth Management LLC | $204.2M | 61 | 63 | 95 / 0 / 5 | 92% | SPY 14%, NVDA 6%, MA 6%, BRK-B 5% | Report a problem |
| 2452 | Frankly Finances | $204.2M | (48) | 49 | 96 / 1 / 3 | 1% | DFUV 16%, BSV 11%, BIV 10%, DFIV 6% | Report a problem |
| 2453 | Rochester Wealth Strategies, LLC | $203.6M | 54 | 55 | 99 / 0 / 1 | 90% | VTV 14%, VUG 14%, VEA 10%, VWO 9% | Report a problem |
| 2454 | Wj Financial Advisors, LLC | $203.4M | 51 | 59 | 69 / 18 / 13 | 97% | AAPL 5%, GLD 5%, BRK-B 4%, AMZN 4% | Report a problem |
| 2455 | Syntax Research, Inc. | $202.9M | 50 | 53 | 87 / 1 / 12 | 78% | IVV 10%, IEF 10%, SHY 9%, USMV 8% | Report a problem |
| 2456 | Wernau Asset Management | $202.6M | 49 | 61 | 60 / 25 / 15 | 87% | AAPL 25%, SPY 12%, GOOG 8%, BRK-B 7% | Report a problem |
| 2457 | Keenan Financial | $202.5M | 61 | 62 | 97 / 0 / 3 | 72% | FBCG 17%, IVV 14%, IUSV 10%, CGDV 10% | Report a problem |
| 2458 | Hansen & Associates Financial Group Inc. | $202.4M | 28 | 30 | 90 / 0 / 10 | 96% | SHV 27%, FTSM 22%, VIXM 7%, XLK 3% | Report a problem |
| 2459 | Mcguire Capital Advisors, Inc. | $202.4M | 81 | 81 | – | 91% | NVDA 20%, AAPL 4%, SMH 3%, SPY 3% | Report a problem |
| 2460 | Robinson Value Management, LTD. | $202.3M | 41 | 47 | 76 / 10 / 14 | 100% | SPDN 10%, VCSH 5%, AMD 4%, MTB 3% | Report a problem |
| 2461 | J M Brown Financial Partners | $202.1M | 63 | 64 | 98 / 0 / 2 | 88% | SSO 4%, CWB 4%, RPG 3%, AAPL 3% | Report a problem |
| 2462 | Upper Left Wealth Management, LLC | $201.1M | 47 | 47 | 99 / 0 / 1 | 91% | IAU 7%, SPYM 6%, BCI 4%, BNDX 4% | Report a problem |
| 2463 | Harvest Investment Advisors, LLC | $200.3M | 57 | 60 | 89 / 8 / 3 | 100% | QQQ 21%, EFA 7%, IWM 7%, ONEQ 5% | Report a problem |
| 2464 | Mh & Associates Securities Management Corporation | $200.2M | 39 | 47 | 71 / 16 / 13 | 78% | OUNZ 5%, RIO 4%, PSX 4%, BIIB 3% | Report a problem |
| 2465 | Wh Cornerstone Investments Inc. | $200M | 54 | 56 | 93 / 0 / 7 | 95% | VTI 15%, VEA 6%, AAPL 4%, GOOGL 4% | Report a problem |
| 2466 | Kg Capital Management, LLC | $199.5M | 47 | 56 | 74 / 3 / 23 | 100% | SPY 8%, JPM 6%, BIL 4%, GBIL 3% | Report a problem |
| 2467 | Advisor.investments | $199.4M | 42 | 48 | 76 / 13 / 11 | 100% | XOM 18%, JOE 11%, DKS 6%, FAST 5% | Report a problem |
| 2468 | Pingora Partners LLC | $199.4M | 65 | 70 | 84 / 6 / 10 | 100% | FTAI 30%, CRGY 7%, FIP 6%, DVN 3% | Report a problem |
| 2469 | Miller Global Investments, L.l.c. | $199.4M | 44 | 54 | 52 / 34 / 14 | 100% | JA 4%, JPIE 4%, JSI 4%, MHY 3% | Report a problem |
| 2470 | Rik Saylor Financial, Inc. | $199.2M | 48 | 57 | 74 / 0 / 26 | 100% | QQQ 6%, BIL 6%, IVW 5%, MTUM 4% | Report a problem |
| 2471 | The Bedminster Group | $199M | 53 | 58 | 82 / 5 / 13 | 72% | IVV 29%, SPY 9%, DYNF 7%, BINC 5% | Report a problem |
| 2472 | Capital Squared Financial LLC | $198.7M | 60 | 63 | 87 / 13 / 0 | 88% | SCHV 8%, SCHX 7%, SCHG 7%, QQQ 6% | Report a problem |
| 2473 | Paladin Partners | $198.5M | 64 | 64 | – | 76% | IWB 14%, SPY 11%, NVDA 10%, IWD 8% | Report a problem |
| 2474 | Constant Guidance Financial, LLC | $198M | 53 | 56 | 85 / 15 / 0 | 95% | SPY 18%, BRK-B 17%, EFA 8%, IWM 4% | Report a problem |
| 2475 | Davis Wealth Advisors | $197.1M | 53 | 56 | 89 / 3 / 8 | 74% | IVV 12%, IUSB 7%, FBND 5%, IEMG 5% | Report a problem |
| 2476 | Schwallier Wealth Management | $197M | 58 | 59 | 96 / 1 / 3 | 84% | VTV 10%, SPHQ 10%, SCHG 8%, SPYM 7% | Report a problem |
| 2477 | Grand Central Investment Group, LLC | $196.2M | 46 | 57 | 68 / 11 / 21 | 90% | SILJ 9%, VPG 7%, GDX 7%, PSLV 7% | Report a problem |
| 2478 | Smith Partners Wealth Management, LLC | $196.1M | 53 | 56 | 89 / 3 / 8 | 72% | VUG 11%, VOO 10%, IEFA 9%, MUNI 7% | Report a problem |
| 2479 | Hummer Financial Advisory Services Inc | $196.1M | 55 | 61 | 79 / 16 / 5 | 98% | SPY 17%, MDY 8%, AMZN 5%, ACN 4% | Report a problem |
| 2480 | Tepp Wealth Management | $195.7M | 57 | 58 | 93 / 6 / 1 | 81% | IVV 17%, VYM 12%, QQQ 12%, SOXX 6% | Report a problem |
| 2481 | Independent Wealth Advisors, LLC | $195.3M | 47 | 47 | 100 / 0 / 0 | 57% | GLD 9%, HEQT 6%, SHY 6%, SPD 6% | Report a problem |
| 2482 | One Wealth Investors | $193.5M | 61 | 72 | 70 / 5 / 25 | 70% | AAPL 14%, SGOV 10%, NVDA 10%, AMZN 8% | Report a problem |
| 2483 | Pine Haven Investment Counsel, Inc. | $193.4M | 55 | 58 | 88 / 5 / 7 | 87% | AAPL 8%, MSFT 8%, GOOGL 4%, COST 3% | Report a problem |
| 2484 | Balanced Rock Investment Advisors | $193.2M | 56 | 57 | 98 / 0 / 2 | 85% | DFSI 6%, EVTR 5%, RAFE 5%, USXF 4% | Report a problem |
| 2485 | 3 Factor Indexing, LLC | $193.2M | 51 | 52 | 98 / 0 / 2 | 62% | DIMENSIONAL ETF TRUST 20%, BSV 9%, AVUS 8%, DFAU 7% | Report a problem |
| 2486 | Willner & Heller LLC | $193.1M | 72 | 76 | 84 / 15 / 1 | 98% | NVDA 5%, RDVY 3%, AAPL 3%, IWF 3% | Report a problem |
| 2487 | High Point Wealth Management, LLC | $192.9M | 53 | 62 | 64 / 31 / 5 | 99% | IYW 11%, FTEC 7%, FDVV 5%, SOXX 4% | Report a problem |
| 2488 | Baybridge Capital Group, LLC | $192.9M | 56 | 57 | 97 / 0 / 3 | 100% | AGG 17%, VTI 6%, SHY 5%, IWM 4% | Report a problem |
| 2489 | Vines Capital Management, LLC | $192.2M | 67 | 72 | 82 / 6 / 12 | 77% | BRK-B 15%, NVDA 11%, AAPL 8%, QQQ 4% | Report a problem |
| 2490 | Gs Investment Inc | $192.2M | 64 | 69 | 83 / 11 / 6 | 87% | NVDA 4%, GOOGL 4%, V 3%, AAPL 3% | Report a problem |
| 2491 | K2 Financial Inc. | $191.6M | 45 | 50 | 75 / 20 / 5 | 99% | VEA 10%, SCHX 8%, BND 6%, SCHA 4% | Report a problem |
| 2492 | Strategic Advisory Partners | $191.4M | 47 | 47 | – | 74% | VOO 39%, BND 25%, XLV 7%, XLP 7% | Report a problem |
| 2493 | Oceanside Advisors LLC | $191.3M | 48 | 48 | 98 / 0 / 2 | 100% | DIMENSIONAL ETF TRUST 12%, AVLV 11%, DIMENSIONAL ETF TRUST 8%, DIMENSIONAL ETF TRUST 8% | Report a problem |
| 2494 | Forthright Family Wealth Advisory LLC | $191.2M | 55 | 59 | 90 / 0 / 10 | 100% | SPYM 10%, IVW 8%, DIMENSIONAL ETF TRUST 7%, BRTR 7% | Report a problem |
| 2495 | Drh Investments, Inc. | $191M | 47 | 55 | 67 / 27 / 6 | 99% | CAT 20%, GOOG 16%, CSX 11%, GD 10% | Report a problem |
| 2496 | Cove Wealth Management | $190.1M | 47 | 56 | 75 / 1 / 24 | 78% | QQQ 6%, VOO 5%, DFIV 5%, FDVV 5% | Report a problem |
| 2497 | T&T Capital Management | $189.8M | 31 | 33 | 83 / 11 / 6 | 81% | JAAA 17%, JBBB 11%, SGOV 6%, VICI 5% | Report a problem |
| 2498 | Signet Private Wealth, LLC | $189.7M | 59 | 67 | 67 / 29 / 4 | 99% | IVV 18%, AAPL 4%, MSFT 3%, AVGO 3% | Report a problem |
| 2499 | Solutions 4 Wealth | $189.4M | 49 | 57 | 75 / 2 / 23 | 55% | VVR 11%, WTPI 10%, QYLD 8%, XLK 6% | Report a problem |
| 2500 | Odyssey Capital Advisors Inc. | $189.2M | 67 | 71 | 89 / 1 / 10 | 83% | NVDA 7%, SMH 6%, IYJ 4%, QQQ 4% | Report a problem |