Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 1401 | Crux Wealth Advisors | $547.7M | 65 | 68 | 90 / 3 / 7 | 59% | BKAG 5%, SPYG 5%, BKDV 4%, BKLC 4% | Report a problem |
| 1402 | Adaptive Financial Consulting, LLC | $547.1M | 51 | 54 | 92 / 0 / 8 | 57% | AGG 20%, IVV 12%, VCSH 11%, IVW 9% | Report a problem |
| 1403 | Mach-1 Financial Group, LLC | $546.3M | 51 | 53 | 91 / 3 / 6 | 52% | JCPB 11%, FTGS 7%, BIV 5%, QQQ 5% | Report a problem |
| 1404 | Sierra Ocean, LLC | $544.6M | (52) | 56 | 88 / 1 / 11 | 30% | SPMO 15%, SPHQ 14%, JCPB 9%, LVHI 8% | Report a problem |
| 1405 | Penobscot Financial Advisors | $544.5M | 54 | 56 | 91 / 6 / 3 | 75% | SPYM 19%, DFGP 12%, VEA 12%, IAGG 5% | Report a problem |
| 1406 | Golden Reserve Retirement, LLC | $544.3M | 63 | 66 | 92 / 1 / 7 | 100% | VTI 24%, SCHG 23%, QQQ 13%, SCHD 12% | Report a problem |
| 1407 | Andrews, Lucia Wealth Management LLC | $543.5M | 47 | 58 | 66 / 13 / 21 | 53% | DIMENSIONAL ETF TRUST 38%, DFUV 8%, DIMENSIONAL ETF TRUST 8%, DFAX 7% | Report a problem |
| 1408 | Prosperity Planning | $543.2M | 49 | 50 | 96 / 3 / 1 | 84% | ISTB 12%, EFA 6%, VUG 6%, VTIP 4% | Report a problem |
| 1409 | Common Cents Planning | $542.4M | 43 | 49 | 77 / 6 / 17 | 52% | IVE 12%, VIG 7%, JPIE 7%, SCHD 7% | Report a problem |
| 1410 | Juno Financial Group LLC | $541.9M | 54 | 54 | – | 52% | VXUS 10%, VYM 9%, FBND 9%, VIG 9% | Report a problem |
| 1411 | Beacon Investment Advisors LLC | $541.9M | 55 | 66 | 70 / 9 / 21 | 84% | AMAT 9%, BRK-B 4%, AAPL 3%, MSFT 3% | Report a problem |
| 1412 | Tandem Financial, LLC | $541.8M | 51 | 56 | 75 / 20 / 5 | 76% | IVV 12%, BIV 8%, VEA 6%, FNDE 5% | Report a problem |
| 1413 | Shorehaven Wealth Partners, LLC | $541.5M | 48 | 61 | 58 / 39 / 3 | 100% | IVW 16%, AVLV 11%, DYNF 7%, CORO 4% | Report a problem |
| 1414 | Gettings Busch Wealth Management | $541.5M | 50 | 53 | 91 / 0 / 9 | 96% | ITOT 8%, VCRB 5%, IVV 4%, QQQ 4% | Report a problem |
| 1415 | Dividend Assets Capital, LLC | $540.8M | 47 | 51 | 85 / 5 / 10 | 100% | MSFT 5%, COST 4%, KLAC 4%, JPM 3% | Report a problem |
| 1416 | Herold Advisors, Inc. | $540.2M | 57 | 59 | 93 / 2 / 5 | 100% | AAPL 5%, NVDA 5%, MSFT 3%, LLY 3% | Report a problem |
| 1417 | Dynamic Financial Group | $539.6M | (37) | 37 | 100 / 0 / 0 | 25% | SGOV 31%, JAAA 16%, DE 9%, IWF 5% | Report a problem |
| 1418 | Ncm Capital Management, LLC | $539.4M | 61 | 67 | 80 / 7 / 13 | 75% | NVDA 9%, TPL 4%, DIVO 4%, TCAF 3% | Report a problem |
| 1419 | Wealth Advisors of Iowa, LLC | $539.4M | 44 | 49 | 76 / 20 / 4 | 90% | JEPQ 11%, SPDW 10%, RSP 8%, SPYM 8% | Report a problem |
| 1420 | River Street Advisors, LLC | $539.2M | 52 | 60 | 70 / 19 / 11 | 90% | MFSI 7%, OSBC 5%, IJH 5%, NVDA 4% | Report a problem |
| 1421 | Gallacher Capital Management, LLC | $539M | (58) | 59 | 93 / 4 / 3 | 36% | SMTH 5%, IVW 3%, JBND 3%, BRK-B 3% | Report a problem |
| 1422 | Morris Financial Concepts, Inc. | $538.4M | 55 | 56 | 96 / 0 / 4 | 63% | IVV 14%, SCHX 13%, IEFA 6%, IJR 6% | Report a problem |
| 1423 | Arkfeld Wealth Strategies, L.l.c. | $538M | 41 | 56 | 57 / 9 / 34 | 100% | BRK-B 14%, AMZN 11%, AAPL 6%, CASY 5% | Report a problem |
| 1424 | Weaver Capital Management, LLC | $537.8M | 65 | 68 | 91 / 6 / 3 | 93% | IEI 6%, SCHG 6%, FLXR 4%, VTV 3% | Report a problem |
| 1425 | Redmond Asset Management, LLC | $537.2M | 58 | 62 | 86 / 8 / 6 | 87% | GOOGL 4%, WSO 4%, JPM 3%, MKL 2% | Report a problem |
| 1426 | Triagen Wealth Management LLC | $535.2M | 52 | 61 | 74 / 2 / 24 | 100% | AAPL 8%, DIVI 7%, FLOT 5%, VO 4% | Report a problem |
| 1427 | National Wealth Management Group, LLC | $534.9M | 65 | 71 | 80 / 9 / 11 | 76% | SPYM 7%, IVV 3%, NVDA 3%, IDEV 3% | Report a problem |
| 1428 | Peak Financial Management Inc | $534.4M | 49 | 53 | 89 / 3 / 8 | 91% | VXUS 12%, VTI 8%, SPGM 7%, RSP 5% | Report a problem |
| 1429 | Mezzasalma Advisors | $534.4M | 72 | 78 | 81 / 10 / 9 | 100% | GOOGL 6%, TSLA 6%, AAPL 5%, NVDA 5% | Report a problem |
| 1430 | Peirce Capital Management, LLC | $534.1M | 44 | 52 | 72 / 8 / 20 | 71% | DIMENSIONAL ETF TRUST 12%, BSVO 10%, ITOT 10%, AVUV 10% | Report a problem |
| 1431 | Jacksonville Wealth Management | $533.5M | (69) | 70 | 95 / 1 / 4 | 35% | SPY 13%, QQQ 10%, RSP 9%, DIA 8% | Report a problem |
| 1432 | Argonautica Private Wealth Management, Inc | $532.9M | 69 | 76 | 75 / 16 / 9 | 100% | GOOGL 5%, AAPL 5%, AMD 5%, AMAT 5% | Report a problem |
| 1433 | Eight 31 Financial, LLC | $532.4M | 34 | 42 | 59 / 27 / 14 | 54% | VOO 9%, IBTK 6%, IBTI 6%, IBTJ 6% | Report a problem |
| 1434 | Rai Wealth | $530.8M | 52 | 55 | 89 / 4 / 7 | 95% | IVV 18%, VEA 7%, BIV 7%, VTV 5% | Report a problem |
| 1435 | Pension & Wealth Management Advisors | $529.8M | 56 | 57 | 96 / 0 / 4 | 73% | SCHK 13%, FBND 7%, TOTL 7%, VTI 7% | Report a problem |
| 1436 | Gagnon Securities, LLC | $529.7M | 76 | 78 | 96 / 0 / 4 | 100% | CDNA 10%, WGS 7%, ENSG 5%, AMRC 4% | Report a problem |
| 1437 | Council Oak Wealth Advisors | $529.4M | 40 | 47 | 57 / 39 / 4 | 100% | IBHF 7%, AVUV 7%, IBDR 7%, FIX 6% | Report a problem |
| 1438 | Willow Creek Financial | $528.8M | 58 | 58 | 97 / 2 / 1 | 53% | IVV 15%, IJH 10%, VEA 10%, CMF 6% | Report a problem |
| 1439 | Measured Wealth Private Client Group, LLC | $528.3M | 60 | 60 | 98 / 0 / 2 | 80% | VYM 7%, SPYG 5%, GLD 4%, RSP 4% | Report a problem |
| 1440 | Cura Wealth Advisors, LLC | $527.7M | 40 | 47 | 78 / 3 / 19 | 57% | ABBV 31%, FSK 10%, ABT 9%, VT 3% | Report a problem |
| 1441 | Rosecap Investment Advisors, LLC | $527.5M | 51 | 52 | 93 / 5 / 2 | 100% | SPTM 14%, VTI 10%, VCIT 8%, JPST 6% | Report a problem |
| 1442 | Noble Family Wealth | $527.5M | 54 | 56 | 95 / 0 / 5 | 100% | VIG 10%, VTV 10%, VEA 10%, SCHD 9% | Report a problem |
| 1443 | Ariston Services Group, LLC | $527M | 48 | 56 | 60 / 39 / 1 | 57% | VIG 15%, TSLA 14%, VYM 14%, VWO 7% | Report a problem |
| 1444 | Aurdan Capital Management, LLC | $526.2M | 50 | 54 | 87 / 6 / 7 | 86% | VIG 13%, IUSG 12%, IVV 11%, PVAL 6% | Report a problem |
| 1445 | Gold Investment Management LTD. | $525.8M | 61 | 61 | 100 / 0 / 0 | 70% | AMAT 6%, TSM 5%, TD 4%, BNS 3% | Report a problem |
| 1446 | Kingdom Financial Group, LLC | $525M | 61 | 64 | 91 / 2 / 7 | 82% | CAPITOL SER TR 15%, IWY 14%, IWX 9%, SCNM 8% | Report a problem |
| 1447 | Essential Planning, LLC | $524.4M | 45 | 50 | 80 / 12 / 8 | 84% | DFAU 16%, BND 14%, VTI 7%, DFAI 6% | Report a problem |
| 1448 | Mowery & Schoenfeld Wealth Management, LLC | $524.4M | (56) | 66 | 69 / 15 / 16 | 20% | PRF 10%, FTEC 8%, DIMENSIONAL ETF TRUST 6%, AAPL 6% | Report a problem |
| 1449 | Denver Pwm, LLC | $524.4M | 47 | 50 | 82 / 13 / 5 | 71% | SCHG 9%, SCHV 6%, SCHM 6%, IBTH 6% | Report a problem |
| 1450 | Dlk Investment Management | $524M | 51 | 54 | 77 / 21 / 2 | 58% | MSFT 7%, AAPL 6%, GOOG 5%, SPSB 4% | Report a problem |