Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 51 | Capital Wealth Planning, LLC | $17.25B | 48 | 50 | 94 / 1 / 5 | 100% | CAT 6%, AAPL 5%, GS 5%, MSFT 5% | Report a problem |
| 52 | Principal Securities, Inc. | $17.02B | 62 | 64 | 93 / 4 / 3 | 52% | PIEQ 5%, USMC 4%, IVV 3%, LCAP 2% | Report a problem |
| 53 | Mission Wealth Management, LP | $17B | (67) | 69 | 95 / 3 / 2 | 50% | VTV 9%, VUG 8%, AVDE 6%, VB 6% | Report a problem |
| 54 | Independent Financial Partners | $16.29B | (64) | 67 | 88 / 4 / 8 | 39% | AAPL 3%, NVDA 2%, QQQ 1%, AMZN 1% | Report a problem |
| 55 | Mycio Wealth Partners, LLC | $15.78B | (39) | 46 | 72 / 18 / 10 | 5% | CB 63%, IEFA 5%, IVV 4%, SPY 4% | Report a problem |
| 56 | Concurrent Investment Advisors, LLC | $15.73B | 68 | 70 | 92 / 6 / 2 | 81% | VOO 3%, AAPL 3%, NVDA 3%, MSFT 2% | Report a problem |
| 57 | Evercore Wealth Management, LLC | $15.52B | 60 | 69 | 70 / 20 / 10 | 65% | NVDA 6%, AAPL 6%, MSFT 4%, GOOG 4% | Report a problem |
| 58 | Ballentine Partners | $15.32B | 58 | 64 | 78 / 14 / 8 | 68% | VTI 25%, IEFA 8%, ITOT 6%, IEMG 4% | Report a problem |
| 59 | OnePoint BFG Wealth Partners | $15.13B | 62 | 65 | 91 / 3 / 6 | 57% | IVV 5%, AAPL 3%, IJH 3%, IJR 3% | Report a problem |
| 60 | Cv Advisors LLC | $15.08B | (49) | 71 | 34 / 60 / 6 | 10% | SPY 41%, GOOGL 6%, NVDA 5%, AAPL 5% | Report a problem |
| 61 | Freestone Capital Management, LLC | $14.54B | (66) | 68 | 94 / 3 / 3 | 28% | IVV 14%, VEA 5%, MSFT 5%, AAPL 4% | Report a problem |
| 62 | Aptus Capital Advisors, LLC | $14.14B | 59 | 61 | 91 / 4 / 5 | 100% | ACIO 6%, DRSK 4%, VXUS 4%, SPYM 3% | Report a problem |
| 63 | Circle Wealth Management, LLC | $14.07B | 58 | 61 | 90 / 8 / 2 | 63% | AAPL 42%, IVV 10%, IWF 9%, SPY 8% | Report a problem |
| 64 | Ameritas Advisory Services, LLC | $13.75B | (56) | 59 | 90 / 5 / 5 | 40% | AAPL 3%, JAAA 2%, SPYG 2%, IVV 2% | Report a problem |
| 65 | The Mather Group, LLC | $13.45B | 54 | 57 | 86 / 10 / 4 | 99% | VUG 11%, VTV 10%, VGK 7%, VPL 6% | Report a problem |
| 66 | Alphacore Capital LLC | $12.96B | (59) | 62 | 89 / 6 / 5 | 47% | VV 3%, SCHB 3%, RSP 3%, SPDW 2% | Report a problem |
| 67 | Valeo Financial Advisors, LLC | $12.96B | (54) | 61 | 75 / 17 / 8 | 49% | SPY 14%, IJR 6%, IEMG 5%, IJH 5% | Report a problem |
| 68 | Independent Financial Group, LLC | $12.93B | 70 | 79 | 68 / 27 / 5 | 61% | NVDA 6%, QQQ 3%, AAPL 3%, MU 2% | Report a problem |
| 69 | Brookstone Capital Management LLC | $12.75B | 58 | 63 | 77 / 21 / 2 | 100% | VTV 3%, VUG 2%, SPY 2%, QQQ 2% | Report a problem |
| 70 | Brookstone Capital Management LLC | $12.75B | 58 | 63 | 77 / 21 / 2 | 100% | VTV 3%, VUG 2%, SPY 2%, QQQ 2% | Report a problem |
| 71 | Williams Jones Wealth Management, LLC | $12.47B | 60 | 69 | 68 / 25 / 7 | 100% | AAPL 8%, GOOGL 6%, NVDA 5%, COST 5% | Report a problem |
| 72 | Advisors Capital Management, LLC | $12.2B | 55 | 61 | 73 / 23 / 4 | 100% | AAPL 3%, AVGO 3%, NVDA 3%, MSFT 3% | Report a problem |
| 73 | Northrock Partners, LLC | $12.19B | 53 | 56 | 87 / 10 / 3 | 65% | VOO 6%, JMTG 6%, SPYM 6%, SPYV 4% | Report a problem |
| 74 | Gilder Gagnon Howe & Co. LLC | $12.12B | 82 | 83 | 96 / 0 / 4 | 83% | NVDA 5%, NET 4%, AMZN 4%, NFLX 3% | Report a problem |
| 75 | Curi Capital, LLC | $11.58B | 63 | 70 | 75 / 22 / 3 | 74% | AAPL 3%, MSFT 3%, NVDA 3%, GOOGL 2% | Report a problem |
| 76 | Cullen Capital Management, LLC | $11.58B | 44 | 44 | 97 / 0 / 3 | 91% | NVS 3%, CSCO 3%, MS 3%, JNJ 3% | Report a problem |
| 77 | Everett Harris & Co | $11.53B | 50 | 55 | 74 / 23 / 4 | 96% | AAPL 14%, BRK-A 13%, COST 8%, GOOG 8% | Report a problem |
| 78 | Pure Financial Advisors, LLC | $11.05B | 53 | 54 | 94 / 3 / 3 | 76% | SPY 11%, BND 9%, IEFA 6%, DIMENSIONAL ETF TRUST 5% | Report a problem |
| 79 | Nicola Wealth Management LTD. | $11.04B | (62) | 64 | 95 / 0 / 5 | 8% | WCN 5%, PBA 4%, NVDA 3%, MSFT 3% | Report a problem |
| 80 | Fifth Third Securities, Inc. | $10.92B | (60) | 61 | 97 / 0 / 3 | 17% | QQQ 5%, VOO 4%, IVV 4%, SPY 3% | Report a problem |
| 81 | Modern Wealth Management, LLC | $10.9B | 52 | 58 | 80 / 6 / 14 | 96% | FBND 4%, JCPB 2%, SPYM 2%, PVAL 2% | Report a problem |
| 82 | Ferguson Wellman Capital Management, Inc. | $10.66B | 59 | 64 | 76 / 22 / 2 | 100% | GOOGL 5%, ACWX 5%, AAPL 5%, NVDA 5% | Report a problem |
| 83 | Parallel Advisors, LLC | $10.31B | 60 | 66 | 81 / 12 / 7 | 78% | IVV 12%, CORT 5%, AAPL 4%, NVDA 4% | Report a problem |
| 84 | Bartlett & Co. Wealth Management LLC | $10.25B | 60 | 64 | 83 / 13 / 4 | 94% | AAPL 6%, GOOG 6%, MSFT 5%, VOO 3% | Report a problem |
| 85 | Tocqueville Asset Management LP | $10.24B | 69 | 73 | 85 / 8 / 7 | 87% | HD 4%, NVDA 3%, AMAT 3%, GOOGL 3% | Report a problem |
| 86 | Callan Family Office, LLC | $10.21B | 69 | 73 | 85 / 9 / 6 | 59% | NVDA 4%, AAPL 4%, IVV 3%, MSFT 3% | Report a problem |
| 87 | Valmark Advisers, Inc. | $10.17B | 50 | 51 | 92 / 5 / 3 | 100% | VEA 9%, SPYG 6%, SPYV 6%, SPMD 5% | Report a problem |
| 88 | Foundations Investment Advisors LLC | $10.1B | 63 | 69 | 82 / 6 / 12 | 100% | IVV 4%, IVW 3%, IVE 3%, SOXX 2% | Report a problem |
| 89 | Choate Investment Advisors | $10.05B | 59 | 63 | 87 / 5 / 8 | 65% | IVV 34%, VEU 5%, IEMG 4%, GVI 4% | Report a problem |
| 90 | Welch & Forbes LLC | $9.9B | 62 | 66 | 86 / 7 / 7 | 97% | NVDA 7%, AAPL 6%, GOOG 5%, MSFT 4% | Report a problem |
| 91 | F L Putnam Investment Management Co. | $9.72B | 63 | 70 | 77 / 14 / 9 | 100% | IVV 11%, IEFA 6%, NVDA 4%, AAPL 4% | Report a problem |
| 92 | Signaturefd, LLC | $9.68B | 61 | 64 | 90 / 4 / 6 | 86% | IWF 12%, VIG 7%, IUSV 7%, VXUS 6% | Report a problem |
| 93 | The Ameriflex Group | $9.66B | (68) | 71 | 89 / 7 / 4 | 3% | AAPL 6%, NVDA 5%, VOO 3%, GOOG 2% | Report a problem |
| 94 | Main Street Advisors | $9.65B | (67) | 70 | 89 / 7 / 4 | 5% | APO 24%, SPY 14%, SBUX 9%, LYV 8% | Report a problem |
| 95 | Mutual Advisors, LLC | $9.45B | 55 | 60 | 81 / 7 / 12 | 69% | SPY 5%, IEF 5%, AAPL 4%, IVV 3% | Report a problem |
| 96 | Joel Isaacson & Co., LLC | $9.32B | 52 | 61 | 70 / 19 / 11 | 53% | SDY 13%, VIG 9%, VTI 6%, GOOGL 5% | Report a problem |
| 97 | Facet | $9.3B | 55 | 56 | 97 / 0 / 3 | 77% | VEA 16%, VTI 13%, QUAL 10%, BND 9% | Report a problem |
| 98 | Crawford Investment Counsel Inc | $9.14B | 42 | 48 | 66 / 30 / 4 | 100% | ABBV 3%, MSFT 3%, JCI 3%, PNC 2% | Report a problem |
| 99 | Americana Partners, LLC | $9.1B | 52 | 56 | 80 / 13 / 7 | 61% | AAPL 4%, MSFT 4%, SFLR 3%, NVDA 2% | Report a problem |
| 100 | Simon Quick Advisors, LLC | $9.01B | (55) | 60 | 82 / 11 / 7 | 34% | SPY 8%, VUG 7%, VTV 6%, IWF 5% | Report a problem |