Every wealth management RIA that files a Form 13F, with a score from 1 to 99 for how much its clients' holdings swing: 1 is cash, a 60/40 portfolio scores 52 and the S&P 500 61. 2,314 firms have a score; the median is 55.
Read it with care. The score sees only what the firm reports to the SEC: the US-listed stocks and funds in its quarterly 13F, blended with the bonds and cash its Form ADV reports. It can't see bonds held directly, most mutual funds, annuities, private investments or any one client's account, so some firms are more conservative than their score. Coverage shows how much of a firm's money the 13F explains. Higher isn't worse; the right level depends on the clients. Not a rating or a recommendation. How it's scored →
| # | Firm | AUM | Score | 13F only | Stocks / bonds / cash | Coverage | Biggest holdings | Report a problem |
|---|---|---|---|---|---|---|---|---|
| 851 | World Equity Group, Inc. | $1B | (70) | 72 | 92 / 5 / 3 | 48% | AAPL 5%, SPY 4%, QQQ 4%, NVDA 3% | Report a problem |
| 852 | Seeds | $1B | 60 | 60 | 98 / 0 / 2 | 99% | VTI 6%, MUB 5%, VOO 5%, QQQ 4% | Report a problem |
| 853 | Passive Capital Management, LLC | $996.9M | (49) | 49 | 99 / 0 / 1 | 32% | DIMENSIONAL ETF TRUST 17%, VNQ 12%, SCHO 9%, AVUS 7% | Report a problem |
| 854 | Commonwealth Financial Services | $994.7M | 53 | 60 | 81 / 0 / 19 | 93% | SPY 9%, QQQ 6%, AGG 5%, IVV 5% | Report a problem |
| 855 | Lantz Financial LLC | $994.1M | 51 | 57 | 79 / 12 / 9 | 70% | IVV 8%, CGXU 4%, HDV 3%, FDV 3% | Report a problem |
| 856 | Financial Enhancement Group | $987M | 48 | 55 | 70 / 22 / 8 | 100% | SPYM 7%, IJR 4%, AVDE 4%, OEF 4% | Report a problem |
| 857 | Ellis Investment Partners, LLC | $986.8M | 60 | 64 | 87 / 2 / 11 | 77% | QQQ 5%, VUG 5%, AAPL 5%, DVY 4% | Report a problem |
| 858 | Concentrum Wealth Management | $986.8M | (78) | 82 | 85 / 4 / 11 | 50% | META 16%, NVDA 14%, AAPL 8%, AMD 6% | Report a problem |
| 859 | Bristol Wealth Group | $985.6M | 44 | 56 | 47 / 43 / 10 | 89% | IVV 12%, SPDW 8%, IJH 4%, SCHE 3% | Report a problem |
| 860 | The Rice Partnership, LLC | $985.5M | 52 | 61 | 67 / 17 / 16 | 100% | JPIB 10%, GLD 7%, AAPL 6%, MU 5% | Report a problem |
| 861 | Encompass More Asset Management LLC | $984.9M | 47 | 51 | 86 / 2 / 12 | 80% | USFR 11%, BIL 7%, QQQ 5%, SPYM 3% | Report a problem |
| 862 | Walter Keenan Wealth Management | $983.3M | (54) | 57 | 89 / 7 / 4 | 46% | AAPL 6%, LLY 6%, GOOG 5%, VTI 4% | Report a problem |
| 863 | Asset One Wealth Management, LLC | $982.5M | 68 | 68 | – | 96% | MSFT 4%, AAPL 4%, OUNZ 3%, QQQM 3% | Report a problem |
| 864 | Semper Augustus Investments Group LLC | $982.2M | 44 | 46 | 93 / 0 / 7 | 97% | BRK-B 16%, ALK 11%, BRK-A 10%, DG 9% | Report a problem |
| 865 | Altiora Financial Group, LLC | $981.7M | 40 | 42 | 91 / 1 / 8 | 71% | DIMENSIONAL ETF TRUST 20%, DFAX 9%, DFSD 7%, VTI 6% | Report a problem |
| 866 | Wealth Alliance Advisory Group, LLC | $978.6M | 54 | 59 | 80 / 7 / 13 | 88% | IVV 9%, FENI 8%, VTV 6%, VUG 5% | Report a problem |
| 867 | Summit Wealth and Retirement Partners | $978.1M | 54 | 58 | 83 / 15 / 2 | 58% | SCHV 13%, MGC 13%, SCHG 11%, SCHF 7% | Report a problem |
| 868 | Level Financial Advisors, Inc. | $975.2M | (49) | 50 | 99 / 0 / 1 | 46% | VOO 14%, VEA 8%, VGSH 7%, BSV 4% | Report a problem |
| 869 | Lebenthal Global Advisors, LLC | $971.8M | 55 | 59 | 88 / 3 / 9 | 87% | ONEQ 7%, SPY 5%, GSIE 5%, JEPQ 4% | Report a problem |
| 870 | The Arkansas Financial Group, Inc. | $971.1M | 50 | 52 | 93 / 4 / 3 | 85% | DIA 14%, IJH 9%, VO 6%, QQQ 6% | Report a problem |
| 871 | Tranquility Partners, LLC | $960M | (61) | 65 | 83 / 10 / 7 | 37% | MSFT 5%, AAPL 4%, BX 4%, GOOGL 3% | Report a problem |
| 872 | Roehl & Yi Investment Advisors, LLC | $959.4M | (44) | 54 | 67 / 13 / 20 | 47% | MINT 7%, AAPL 5%, VOO 5%, VBIL 4% | Report a problem |
| 873 | Leonard Rickey Investment Advisors, P.l.l.c. | $958.1M | 50 | 52 | 91 / 1 / 8 | 73% | IJH 13%, FNDX 8%, VTI 7%, DIMENSIONAL ETF TRUST 6% | Report a problem |
| 874 | Cortland Associates Inc | $958M | 58 | 62 | 88 / 5 / 7 | 82% | V 8%, AMZN 7%, BKNG 7%, WTW 7% | Report a problem |
| 875 | Cortland Associates Inc | $958M | 58 | 62 | 88 / 5 / 7 | 82% | V 8%, AMZN 7%, BKNG 7%, WTW 7% | Report a problem |
| 876 | Tarbox Family Office, Inc. | $953.7M | 57 | 58 | 98 / 0 / 2 | 75% | IVV 33%, IJH 8%, AVEM 7%, JCPB 4% | Report a problem |
| 877 | Builder Investment Group | $952.5M | 71 | 76 | 78 / 18 / 4 | 68% | NVDA 31%, LLY 6%, DIMENSIONAL ETF TRUST 5%, DFAI 4% | Report a problem |
| 878 | D.b. Root & Company, LLC | $952.4M | 54 | 57 | 90 / 4 / 6 | 55% | JCPB 16%, SCHX 9%, PYLD 7%, VIG 4% | Report a problem |
| 879 | Legacy Financial Strategies, LLC | $952M | 60 | 64 | 88 / 3 / 9 | 77% | SCHG 15%, SCHB 12%, AGG 7%, AVLV 7% | Report a problem |
| 880 | American Financial Advisors, LLC. | $950.2M | 52 | 56 | 87 / 3 / 10 | 100% | QQQ 11%, VIGI 5%, IWB 5%, VBK 5% | Report a problem |
| 881 | Brickley Wealth Management | $950.1M | 56 | 57 | 96 / 2 / 2 | 76% | VTV 20%, AAPL 16%, VUG 10%, IEFA 9% | Report a problem |
| 882 | Smi Advisory Services, LLC | $949M | 60 | 60 | 99 / 0 / 1 | 66% | RAA 37%, FCTE 11%, IWD 10%, EMXC 5% | Report a problem |
| 883 | The Mosaic Financial Group, LLC | $948.7M | (53) | 57 | 88 / 5 / 7 | 0% | IVV 11%, VIG 11%, UNP 4%, MSFT 4% | Report a problem |
| 884 | Destiny Wealth Partners, LLC | $947.3M | 58 | 61 | 87 / 4 / 9 | 86% | VUG 6%, DFLV 6%, JCPB 6%, JAAA 5% | Report a problem |
| 885 | Destiny Wealth Partners, LLC | $947.3M | 58 | 61 | 87 / 4 / 9 | 86% | VUG 6%, DFLV 6%, JCPB 6%, JAAA 5% | Report a problem |
| 886 | Auxier Asset Management | $946.1M | 43 | 47 | 70 / 28 / 2 | 100% | PM 5%, GOOGL 4%, MSFT 4%, GLW 4% | Report a problem |
| 887 | Almanack Investment Partners | $945.9M | 44 | 45 | 92 / 4 / 4 | 90% | GDMA 24%, VZ 5%, SGOL 5%, SGOV 4% | Report a problem |
| 888 | Ashford Advisors, LLC | $942.7M | 52 | 59 | 70 / 28 / 2 | 73% | IVV 53%, FNDX 12%, VTI 12%, SCHX 8% | Report a problem |
| 889 | Eq Wealth Management | $941.7M | (63) | 64 | 96 / 1 / 3 | 45% | DYNF 10%, IVW 10%, IVV 8%, VOO 7% | Report a problem |
| 890 | Emerald Advisors, LLC | $941.4M | 55 | 59 | 88 / 5 / 7 | 96% | COST 73%, IEMG 2%, VTV 2%, IVV 2% | Report a problem |
| 891 | Ascension Capital Advisors, Inc. | $938.5M | (57) | 64 | 79 / 0 / 21 | 48% | SCHX 13%, RDVY 13%, FDV 11%, AKRE 10% | Report a problem |
| 892 | Stonebrook Private LLC | $937M | 59 | 66 | 74 / 17 / 9 | 79% | SPYM 11%, SPYG 6%, DYNF 5%, SPYV 4% | Report a problem |
| 893 | Johnson Bixby | $933.7M | 49 | 51 | 93 / 4 / 3 | 100% | CGDV 12%, ITOT 11%, CGGR 8%, CGCB 7% | Report a problem |
| 894 | Mountain Pacific Investment Advisers, LLC | $933.7M | 52 | 58 | 85 / 2 / 13 | 80% | APH 10%, AME 7%, VRT 4%, IEX 4% | Report a problem |
| 895 | Sem Wealth Management | $933.5M | (57) | 58 | 95 / 0 / 5 | 34% | SPY 8%, PTL 8%, VV 8%, IWV 8% | Report a problem |
| 896 | Lsia | $932.1M | 56 | 64 | 74 / 17 / 9 | 100% | AAPL 11%, GOOG 6%, VYMI 5%, CAT 4% | Report a problem |
| 897 | Prevail Innovative Wealth Advisors, LLC | $931.8M | 53 | 60 | 79 / 1 / 20 | 91% | RSP 4%, QQQM 3%, SPHQ 3%, AVSC 3% | Report a problem |
| 898 | Pcg Wealth Management | $931.1M | 55 | 59 | 87 / 0 / 13 | 55% | CGDV 8%, SPY 5%, CGBL 3%, XMHQ 3% | Report a problem |
| 899 | Brighton Securities Corp. | $931M | (53) | 57 | 81 / 16 / 3 | 31% | VOO 31%, BIV 15%, SPDW 11%, VXF 7% | Report a problem |
| 900 | Pgi Wealth Management | $930.6M | 35 | 36 | 95 / 2 / 3 | 100% | BRK-B 25%, XOM 7%, CB 4%, OXY-WS 3% | Report a problem |