Find an advisor / By who they work with / Tech employees (RSUs, options) / California

Financial advisors for tech employees with stock compensation in California.

2 advisors in California whose Advicer.bio page says they work with tech employees with stock compensation. See all 32 across the US.

People paid partly in stock (RSUs, ISOs, NSOs or an ESPP) face decisions about taxes, when to sell, and how much of their wealth sits in one company. A tender offer or IPO can make those decisions urgent.

About 660,000 software, IT and data workers work in California, and 2 advisors here say they work with them. Jobs counted by the Bureau of Labor Statistics (May 2025), not counting the self-employed.

Updated from SEC filings

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2 advisors

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When tech employees with stock compensation call an advisor

The moments that most often bring tech employees with stock compensation to a financial advisor, and what's at stake in each.

Questions to ask an advisor who works with tech employees with stock compensation

Guides for tech employees with stock compensation

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How this list works

Before you hire an advisor in California: questions and answers

What's the difference between RSUs and stock options?

RSUs (restricted stock units) are shares you receive as they vest, taxed as income when they do. Stock options are the right to buy shares at a set price; ISOs and NSOs are taxed differently, and when you exercise matters.

How do I check a financial advisor's record?

Look them up on the SEC's Investment Adviser Public Disclosure site (IAPD), linked from each advisor here, or on FINRA BrokerCheck. Both show where they've worked, their registrations and exams, and any customer complaints or disciplinary actions.

What does fee-only mean?

A fee-only advisor is paid only by their clients, through a percentage of the assets they manage, a flat or subscription fee, or an hourly rate. They don't earn commissions on products they sell. "Fee-based" is different: it usually means fees plus commissions.

What is a CFP® professional?

Someone certified by the CFP Board after finishing college-level coursework in financial planning, passing the CFP® exam, gaining years of relevant experience, and agreeing to its ethics standards, including acting as a fiduciary when giving financial advice.

What is a fiduciary?

An advisor who's legally required to put your interests first. Registered investment advisers owe their clients a fiduciary duty under federal law. Brokers follow a separate "best interest" rule when recommending investments. Ask whether an advisor is a fiduciary for all your accounts, all the time, and get the answer in writing.

How are financial advisors paid?

Usually one of four ways: a percentage of the assets they manage each year, a flat or subscription fee, an hourly rate, or commissions on the products they sell. Some combine them. Each one changes what you pay and can change what they recommend.

What is Form ADV?

The form every registered investment advisory firm files with the SEC or its state. Part 2, the brochure, explains in plain language the firm's services, fees, conflicts of interest and disciplinary history. You can read it on the SEC's IAPD site.

How do I choose the right financial advisor?

Check their record, read their firm's brochure, and ask how they're paid. Then ask who they usually work with, what's included, and how often you'll talk. A first meeting is usually free, and it's fine to talk to more than one advisor.

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