Advicers.The community for financial advisors who care about their techJoin · $29/mo →
RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Worth Asset Management (swap one in):+ Breakwater Investment Management $302.7M · Seattle, WA+ Alethea Capital Management, LLC $302.6M+ James River Asset Management, LLC $273.8M · Midlothian, VA+ Legacy Capital $273.4M · The Woodlands, TX
Dallas, TX
Houston, TX
Fort Worth, TX
Assets under management$288.2M$303.5M$272.6M
Asset growth, last 2 years+5%+63%–
Advisory staff833
Individual clients3291093
Assets per client$876K$2.8M$90.9M
Clients per advisor41361
Main custodianSchwabSchwabJ.P. Morgan
Filing with the SEC since202120212023
Tools in their stack131
People on Advicer.bio1043

From each firm's latest Form ADV (Jul 2026, Sep 2026, Jan 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolWorth Asset ManagementPenney FinancialNolet Wealth Management, LLC
Custodial Platform
Charles SchwabUses itUses it–
Financial Planning
eMoney–Uses it–
Performance Reporting
Addepar––Uses it
Website Builders
Squarespace–Uses it–

Custodians on Form ADV: Worth Asset Management: Schwab · Penney Financial: Schwab · Nolet Wealth Management, LLC: J.P. Morgan, Morgan Stanley