Smithfield, RI | Chicago, IL | Red Wing, MN | |
|---|---|---|---|
| Assets under management | $385.2M | $404.7M | $404.5M |
| Asset growth, last 2 years | +14% | – | +27% |
| Advisory staff | 6 | 8 | 5 |
| Individual clients | 590 | 223 | 392 |
| Assets per client | $653K | $1.8M | $1M |
| Clients per advisor | 98 | 28 | 78 |
| Main custodian | Schwab | – | Schwab |
| Filing with the SEC since | 2012 or earlier | 2024 | 2012 or earlier |
| Tools in their stack | 3 | – | 3 |
| People on Advicer.bio | 6 | 7 | 7 |
From each firm's latest Form ADV (Sep 2026, Oct 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.