Thousand Oaks, CA | Santa Clara, CA | ||
|---|---|---|---|
| Assets under management | $295M | $310M | $309.8M |
| Asset growth, last 2 years | +19% | +38% | +77% |
| Advisory staff | 1 | 3 | 2 |
| Individual clients | 62 | 224 | 287 |
| Assets per client | $4.8M | $1.4M | $1.1M |
| Clients per advisor | 62 | 75 | 144 |
| Main custodian | LPL Financial | – | Schwab |
| Filing with the SEC since | 2021 | 2016 | 2021 |
| Tools in their stack | – | – | 1 |
| People on Advicer.bio | 1 | 2 | 1 |
From each firm's latest Form ADV (Mar 2026, Jul 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.