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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Spectrum Financial Management (swap one in):+ Sherwood Financial Partners, LLC $293.8M · Westlake Village, CA+ Tate Private Wealth Advisers $293.4M · Sacramento, CA+ Harmony Point Wealth Advisors, Inc. $263.2M · Irvine, CA+ Newport Wealth Advisors, Inc. $262.6M · Newport Beach, CA
San Rafael, CA
San Mateo, CA
San Diego, CA
Assets under management$278.1M$293.5M$263.3M
Asset growth, last 2 years+22%+24%+77%
Advisory staff222
Individual clients150259678
Assets per client$1.9M$1.1M$388K
Clients per advisor75130339
Main custodianSchwabFidelitySchwab
Filing with the SEC since2012 or earlier20172021
Tools in their stack2–2
People on Advicer.bio224

From each firm's latest Form ADV (Mar 2026, Sep 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolSpectrum Financial ManagementPrivate Portfolios, Inc.Chokshi & Queen Wealth Advisors
Client File Sharing
ShareFileUses it––
Custodial Platform
Charles SchwabUses it–Uses it
Planning Light
Advyzon––Uses it

Custodians on Form ADV: Spectrum Financial Management: Schwab · Private Portfolios, Inc.: Fidelity · Chokshi & Queen Wealth Advisors: Schwab