Advicers.The community for financial advisors who care about their techJoin · $29/mo →
RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Spectra Investment Management, LLC (swap one in):+ Carswell Investments, LLC $322.5M · East Syracuse, NY+ Kapstone Financial Advisors LLC $322.3M · Lebanon, OH+ The Planning Group $291.5M · Northfield, IL+ Pfg Private Wealth Management, LLC $289M · Lutz, FL
Stuart, FL
Lakewood Ranch, FL
Assets under management$306.8M$326.3M$322.3M
Asset growth, last 2 years+60%+53%+9%
Advisory staff3916
Individual clients35861227
Assets per client$8.8M$379K$1.4M
Clients per advisor129614
Main custodianFidelitySchwabAxos Clearing
Filing with the SEC since201720222018
Tools in their stack23–
People on Advicer.bio1716

From each firm's latest Form ADV (Mar 2026, Jul 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolSpectra Investment Management, LLCBase Wealth ManagementFinancial Transparency
Custodial Platform
Charles Schwab–Uses it–
Wealthscape (Fidelity)–Uses it–
CRM
Envestnet TamaracUses it––
Planning Light
Advyzon–Uses it–
Website Builders
WixUses it––

Custodians on Form ADV: Spectra Investment Management, LLC: Fidelity, Northern Trust · Base Wealth Management: Schwab, Fidelity · Financial Transparency: Axos Clearing, Schwab