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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Spectra Investment Management, LLC (swap one in):+ Kapstone Financial Advisors LLC $322.3M · Lebanon, OH+ Financial Transparency $322.3M+ The Planning Group $291.5M · Northfield, IL+ Pfg Private Wealth Management, LLC $289M · Lutz, FL
Stuart, FL
Lakewood Ranch, FL
East Syracuse, NY
Assets under management$306.8M$326.3M$322.5M
Asset growth, last 2 years+60%+53%+42%
Advisory staff392
Individual clients35861171
Assets per client$8.8M$379K$1.9M
Clients per advisor129686
Main custodianFidelitySchwabFidelity
Filing with the SEC since201720222012 or earlier
Tools in their stack23–
People on Advicer.bio17–

From each firm's latest Form ADV (Mar 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolSpectra Investment Management, LLCBase Wealth ManagementCarswell Investments, LLC
Custodial Platform
Charles Schwab–Uses it–
Wealthscape (Fidelity)–Uses it–
CRM
Envestnet TamaracUses it––
Planning Light
Advyzon–Uses it–
Website Builders
WixUses it––

Custodians on Form ADV: Spectra Investment Management, LLC: Fidelity, Northern Trust · Base Wealth Management: Schwab, Fidelity · Carswell Investments, LLC: Fidelity