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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Rothman Investment Management, LLC (swap one in):+ Lockerman Financial Group, Inc $110.1M · Newport Beach, CA+ Ridgeview Financial Planning $110M · Santa Rosa, CA+ Gaskin Wealth Management $99.3M · Moraga, CA+ Henney Wealth Management $99.2M · Los Angeles, CA
Atascadero, CA
Newport Beach, CA
The Woodlands, TX
Assets under management$104.6M$110M$109.9M
Asset growth, last 2 years–+18%–
Advisory staff214
Individual clients1314097
Assets per client$798K$2.8M$1.1M
Clients per advisor664024
Main custodian–Schwab–
Filing with the SEC since202620212026
Tools in their stack–13
People on Advicer.bio314

From each firm's latest Form ADV (Oct 2026, Feb 2026, Aug 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolRothman Investment Management, LLCWerlemann Wealth ManagementMellig Group, LLC
Custodial Platform
Charles Schwab–Uses it–
Interactive Brokers––Uses it
Portfolio Management
Orion––Uses it
Website Builders
Wix––Uses it

Custodians on Form ADV: Rothman Investment Management, LLC: none listed · Werlemann Wealth Management: Schwab · Mellig Group, LLC: none listed