Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.
Islip Terrace, NY | New York, NY | ||
|---|---|---|---|
| Assets under management | $749.6M | $787.4M | $803.2M |
| Asset growth, last 2 years | +57% | +208% | +92% |
| Advisory staff | 4 | 16 | 7 |
| Individual clients | 861 | 874 | 256 |
| Assets per client | $871K | $901K | $3.1M |
| Clients per advisor | 215 | 55 | 37 |
| Main custodian | LPL Financial | Schwab | Schwab |
| Filing with the SEC since | 2023 | 2017 | 2012 or earlier |
| Tools in their stack | – | – | 2 |
| People on Advicer.bio | 5 | 14 | 10 |
From each firm's latest Form ADV (Sep 2026, Oct 2026, Mar 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.
0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.
Custodians on Form ADV: Rockline Wealth Management LLC: LPL Financial · Investor Fan: Schwab · Francis Financial: Schwab