Highlands Ranch, CO | Santa Monica, CA | Fishkill, NY | |
|---|---|---|---|
| Assets under management | $128.8M | $135.3M | $122.3M |
| Asset growth, last 2 years | +35% | +13% | −51% |
| Advisory staff | 8 | 1 | 5 |
| Individual clients | 1,228 | 13 | 686 |
| Assets per client | $105K | $10.4M | $178K |
| Clients per advisor | 154 | 13 | 137 |
| Main custodian | – | Schwab | Fidelity |
| Filing with the SEC since | 2023 | 2022 | 2012 or earlier |
| Tools in their stack | 1 | 2 | – |
| People on Advicer.bio | 8 | 1 | 3 |
From each firm's latest Form ADV (Sep 2026, Mar 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.