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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Locker Financial Services, LLC (swap one in):+ Capital Advisory Group, Inc. $224.9M · Dallas, TX+ Prato Capital Management $224.6M · White Plains, NY+ Ball & Company $203.1M+ Independent Wealth Management, LLC $203M · Traverse City, MI
Verona, NJ
Tulsa, OK
Bridgewater, NJ
Assets under management$213.8M$224.6M$201.2M
Asset growth, last 2 years+36%+38%−43%
Advisory staff2610
Individual clients141972280
Assets per client$1.5M$231K$719K
Clients per advisor7116228
Main custodianSchwab–LPL Financial
Filing with the SEC since202020192016
Tools in their stack–––
People on Advicer.bio278

From each firm's latest Form ADV (Jun 2026, Sep 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

None of these firms' tools are on Advicer.bio yet. People who work there can add them from their page.

Custodians on Form ADV: Locker Financial Services, LLC: Schwab · Drawbridge Capital: none listed · Paradigm Wealth Advisory LLC: LPL Financial, Schwab