Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.
Nesconset, NY | San Juan, PR | New York, NY | |
|---|---|---|---|
| Assets under management | $571.9M | $600.9M | $540.2M |
| Asset growth, last 2 years | +20% | +40% | +31% |
| Advisory staff | 2 | 7 | 8 |
| Individual clients | 96 | 254 | 557 |
| Assets per client | $6M | $2.4M | $970K |
| Clients per advisor | 48 | 36 | 70 |
| Main custodian | Pershing | Schwab | Pershing |
| Filing with the SEC since | 2012 or earlier | 2018 | 2012 or earlier |
| Tools in their stack | – | 4 | – |
| People on Advicer.bio | 2 | 7 | 13 |
From each firm's latest Form ADV (Sep 2026, Jul 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.
0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.
Custodians on Form ADV: Independent Investors Inc: Pershing, Fnz Trust Company · Aton Financial LLC: Schwab, Goldman Sachs · Herold Advisors, Inc.: Pershing