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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Independent Investors Inc (swap one in):+ Modus Advisors, LLC $601.1M · Excelsior, MN+ Olio Financial Planning $600.5M · Mclean, VA+ Prosperity Planning $543.2M · North Kansas City, MO+ Herold Advisors, Inc. $540.2M · New York, NY
Nesconset, NY
San Juan, PR
Scranton, PA
Assets under management$571.9M$600.9M$601.1M
Asset growth, last 2 years+20%+40%+71%
Advisory staff276
Individual clients96254648
Assets per client$6M$2.4M$928K
Clients per advisor4836108
Main custodianPershingSchwabRaymond James
Filing with the SEC since2012 or earlier20182017
Tools in their stack–4–
People on Advicer.bio276

From each firm's latest Form ADV (Sep 2026, Jul 2026, Mar 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolIndependent Investors IncAton Financial LLCAlliance Wealth Advisors, LLC
Custodial Platform
Charles Schwab–Uses it–
Interactive Brokers–Uses it–
CRM
SS&C Black Diamond–Uses it–
Website Builders
Wix–Uses it–

Custodians on Form ADV: Independent Investors Inc: Pershing, Fnz Trust Company · Aton Financial LLC: Schwab, Goldman Sachs · Alliance Wealth Advisors, LLC: Raymond James, Schwab