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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Caldwell Advisors, LLC (swap one in):+ Baron Financial Group LLC $369.1M · Fair Lawn, NJ+ Integrity Wealth Solutions LLC $369M · Denver, CO+ Cottage Street Advisors $333.8M · Marion, MA+ Good Harbor Advisors, Inc. $333.7M · Gloucester, MA
Brentwood, TN
Newport Beach, CA
Assets under management$351.4M$369M$333.7M
Asset growth, last 2 years+9%+19%+34%
Advisory staff559
Individual clients499266243
Assets per client$704K$1.4M$1.4M
Clients per advisor1005327
Main custodianLPL FinancialSchwabSchwab
Filing with the SEC since2012 or earlier2012 or earlier2020
Tools in their stack–2–
People on Advicer.bio568

From each firm's latest Form ADV (Apr 2026, Mar 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolCaldwell Advisors, LLCYosemite Capital ManagementStrait & Sound
CRM
SS&C Black Diamond–Uses it–
Custodial Platform
Charles Schwab–Uses it–

Custodians on Form ADV: Caldwell Advisors, LLC: LPL Financial · Yosemite Capital Management: Schwab · Strait & Sound: Schwab, Pershing