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RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Caldwell Advisors, LLC (swap one in):+ Baron Financial Group LLC $369.1M · Fair Lawn, NJ+ Integrity Wealth Solutions LLC $369M · Denver, CO+ Cottage Street Advisors $333.8M · Marion, MA+ Strait & Sound $333.7M
Brentwood, TN
Newport Beach, CA
Gloucester, MA
Assets under management$351.4M$369M$333.7M
Asset growth, last 2 years+9%+19%+24%
Advisory staff553
Individual clients499266245
Assets per client$704K$1.4M$1.4M
Clients per advisor1005382
Main custodianLPL FinancialSchwabFidelity
Filing with the SEC since2012 or earlier2012 or earlier2018
Tools in their stack–23
People on Advicer.bio564

From each firm's latest Form ADV (Apr 2026, Mar 2026, Oct 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolCaldwell Advisors, LLCYosemite Capital ManagementGood Harbor Advisors, Inc.
Client Data Gathering
Jotform––Uses it
CRM
SS&C Black Diamond–Uses it–
Custodial Platform
Charles Schwab–Uses it–
Digital Marketing
Snappy Kraken––Uses it
Financial Planning
eMoney––Uses it

Custodians on Form ADV: Caldwell Advisors, LLC: LPL Financial · Yosemite Capital Management: Schwab · Good Harbor Advisors, Inc.: Fidelity