Advicers.The community for financial advisors who care about their techJoin · $29/mo →
RIAs

Compare RIAs.

Up to three firms side by side: assets, advisory staff and clients from every Form ADV filing since 2011, and the tech each one runs.

Similar in size to Banta Asset Management LP (swap one in):+ Brooker Wealth Management $136.4M · Oakland, CA+ Light Capital LLC $135.3M · Santa Monica, CA+ Matrix Planning Inc $121.4M · Santa Monica, CA+ Life Strategies, Inc. $121.2M · Cardiff, CA
Newport Beach, CA
Santa Barbara, CA
Orlando, FL
Assets under management$128.7M$135.9M$135.2M
Asset growth, last 2 years+32%+29%+329%
Advisory staff331
Individual clients11711264
Assets per client$1.1M$1.2M$2.1M
Clients per advisor393764
Main custodianSchwabSchwab–
Filing with the SEC since2012 or earlier20202012 or earlier
Tools in their stack123
People on Advicer.bio321

From each firm's latest Form ADV (Oct 2026, Mar 2026, Feb 2026). Firms report assets once a year, so growth is their latest annual filing against the one two years before, including market gains and any acquisitions.

Firms update assets in their annual Form ADV filing, usually by the end of March.

Assets under management

Advisory staff

Individual clients

Tech stacks

0 tools in common. From the people at each firm on Advicer.bio, the firm's own page and its website. See firms with a stack like yours.

ToolBanta Asset Management LP15 EquitySparrow Wealth Management
Client File Sharing
DropboxUses it––
ShareFile––Uses it
CRM
HubSpot–Uses it–
Custodial Platform
Charles Schwab–Uses it–
Financial Planning
eMoney––Uses it
Schedule Apps
Calendly––Uses it

Custodians on Form ADV: Banta Asset Management LP: Schwab · 15 Equity: Schwab · Sparrow Wealth Management: none listed